# INTEGRITY RIA, LLC

INTEGRITY RIA, LLC of LAFAYETTE, LA is an SEC-registered investment adviser.

## Registration

- CRD: 150415
- Type: SEC-registered investment adviser
- SEC file number: 801-120356
- Location: 221 SOUTHPARK RD SUITE C1, LAFAYETTE, LA, 70508
- Phone: 337-654-0608
- Latest filing: 2025-07-22
- Regulatory AUM: $130.5M
- Discretionary AUM: $130.5M
- Clients: 3
- Accounts: 1,687

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Shawn Mitchell Defoe | PRESIDENT & CCO | — |
| DEFOE SHAWN MITCHELL | PRESIDENT & CCO | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-11-30 | regulatory | THE FIRM DIDN'T REGISTER WITH TEXAS BUT HAD CLIENTS THAT HAD MOVED THERE ARE LIVE THERE OVER 30 CLIENTS. | Final | $13K |
| 2018-11-20 | regulatory | THE STATE OF LA ALLEGED THAT INTEGRITY RIA MADE UNSUITABLE RECOMMENDATIONS TO TWENTY-ONE CLIENTS WHO INVESTED IN A SINGLE OIL AND GAS PRODUCER COMPANY BUT HAD A MODERATE RISK TOLERANCE. THE ORDER FURTHER ALLEGED THAT INTEGRITY RIA FAILED TO MAINTAIN PROPER CLIENT PROFILES FOR SOME OF IT'S CLIENTS; C… | Final | $3K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150415/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150415/similar
- Related entities: https://search.stillhousedata.com/firm/150415/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150415

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.