# THE NORTHERN TRUST COMPANY OF CONNECTICUT

THE NORTHERN TRUST COMPANY OF CONNECTICUT of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 150423
- Type: SEC-registered investment adviser
- SEC file number: 801-70379
- Location: 300 ATLANTIC STREET, SUITE 400, STAMFORD, CT, 06901-3522
- Phone: 203-977-7000
- Latest filing: 2013-12-10
- Regulatory AUM: $36.6B
- Discretionary AUM: $33.9B
- Non-discretionary AUM: $2.7B
- Clients: 103
- Accounts: 119

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| [McInerney W Joseph](https://search.stillhousedata.com/person/629608) | CHIEF OPERATING OFFICER | Stamford, CT |
| [WENNLUND LLOYD ARNO](https://search.stillhousedata.com/person/730623) | DIRECTOR | — |
| [MORRISON WILLIAM LIND](https://search.stillhousedata.com/person/738249) | DIRECTOR | — |
| [SMITH ANDREW C](https://search.stillhousedata.com/person/738251) | CHIEF INVESTMENT OFFICER | — |
| [BECKMAN CARL P](https://search.stillhousedata.com/person/739710) | CHIEF FINANCIAL OFFICER | — |
| [HILL SUSAN JEAN](https://search.stillhousedata.com/person/739712) | CHIEF COMPLIANCE OFFICER | — |
| [HAWKINS LAWRENCE B](https://search.stillhousedata.com/person/744200) | SENIOR VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | — |
| [ROBERTSON ALAN W](https://search.stillhousedata.com/person/764296) | CHAIRMAN; CHAIRMAN, CEO & PRESIDENT; CHAIRMAN, DIRECTOR | — |
| [RAUH JAMES MEIGS](https://search.stillhousedata.com/person/764776) | DIRECTOR | — |
| [MCINERNEY JOSEPH WALLACE](https://search.stillhousedata.com/person/772340) | CEO & PRESIDENT; CEO & PRESIDENT, DIRECTOR; CHIEF OPERATING OFFICER | — |
| [SMITH ANDREW SAINTY CAMPBELL](https://search.stillhousedata.com/person/772341) | CHIEF INVESTMENT OFFICER | — |
| [PROVANZANA BETH MARIE](https://search.stillhousedata.com/person/772342) | CHIEF FINANCIAL OFFICER | — |
| [MUELLER CHARLES GEORGE](https://search.stillhousedata.com/person/772343) | DIRECTOR | — |
| [HERRINGTON PATRICK WILLIAM](https://search.stillhousedata.com/person/772344) | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/DIRECTOR | — |
| [BOWMAN STEPHEN](https://search.stillhousedata.com/person/772345) | DIRECTOR | — |
| [DRISCOLL JENNIFER LYNN](https://search.stillhousedata.com/person/772368) | DIRECTOR | — |
| [POTTER STEPHEN NILES](https://search.stillhousedata.com/person/772369) | DIRECTOR | — |
| [VELLA CHRISTOPHER EDWARD](https://search.stillhousedata.com/person/775408) | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/DIRECTOR | — |
| [BECKMAN CARL PRESTON](https://search.stillhousedata.com/person/797221) | CHIEF FINANCIAL OFFICER | — |
| [HEARTY STEPHEN APREA](https://search.stillhousedata.com/person/797222) | DIRECTOR | — |


## Private funds (31)

Mix: Hedge Fund 5 · Private Equity Fund 20 · Other Private Fund 6

_Showing 15 of 31 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NORTHERN TRUST DIVERSIFIED MASTER HEDGE FUND, LP | Hedge Fund | — | 2 | $587.8M | $250K |
| NORTHERN TRUST ALPHA STRATEGIES FUND, QP | Hedge Fund | — | 127 | $233.1M | $250K |
| GLOBAL EMERGING MARKETS FUND - FIRST STATE INVESTMENTS INTERNATIONAL LIMITED | Other Private Fund | — | 282 | $220.0M | $250K |
| NORTHERN TRUST PRIVATE EQUITY FUND (QP) II, LP | Private Equity Fund | — | 180 | $145.9M | $250K |
| GLOBAL EMERGING MARKETS FUND - EMERGING MARKETS DEBT FUND | Other Private Fund | — | 24 | $119.5M | $250K |
| NORTHERN TRUST BUYOUT (US) FUND III, LP | Private Equity Fund | — | 2 | $119.0M | $250K |
| NORTHERN TRUST VENTURE CAPITAL FUND III, LP | Private Equity Fund | — | 2 | $70.4M | $250K |
| GLOBAL EQUITY FUND - GENERATION INVESTMENT MANAGEMENT, LLP | Other Private Fund | — | 52 | $61.8M | $250K |
| NORTHERN TRUST PRIVATE EQUITY FUND III, LP | Private Equity Fund | — | 84 | $51.3M | $250K |
| NORTHERN TRUST PRIVATE EQUITY FUND, LP | Private Equity Fund | — | 80 | $50.1M | $1.0M |
| NORTHERN TRUST ALPHA STRATEGIES FUND | Hedge Fund | — | 71 | $49.7M | $250K |
| NORTHERN TRUST PRIVATE EQUITY FUND II, LP | Private Equity Fund | — | 87 | $41.6M | $250K |
| NORTHERN TRUST BUYOUT (NON-US) FUND III, LP | Private Equity Fund | — | 4 | $36.1M | $250K |
| INTERNATIONAL FUND - ALTRINSIC GLOBAL ADVISORS, LLC | Other Private Fund | — | 63 | $35.5M | $250K |
| NORTHERN TRUST EQUITY LONG/SHORT STRATEGIES FUND, Q.P. | Hedge Fund | — | 18 | $27.1M | $250K |


## Fund service providers (2)

- administrator: THE NORTHERN TRUST COMPANY — 25 funds
- administrator: NORTHERN TRUST INVESTMENTS, INCORPORATED — 6 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150423/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150423/similar
- Related entities: https://search.stillhousedata.com/firm/150423/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150423

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.