# CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

CAPSTONE INVESTMENT FINANCIAL GROUP, INC. of COLORADO SPRINGS, CO is an SEC-registered investment adviser.

## Registration

- CRD: 150435
- Type: SEC-registered investment adviser
- SEC file number: 801-70403
- Location: 615 N. NEVADA AVENUE, COLORADO SPRINGS, CO, 80903
- Phone: 719-477-9883
- Latest filing: 2012-08-13
- Regulatory AUM: $37.0M
- Discretionary AUM: $36.1M
- Non-discretionary AUM: $878K
- Clients: 1
- Accounts: 493

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| ZEMANN ANN TERESE | CHIEF COMPLIANCE OFFICER | — |
| SCHWARTZ THEODORE NMN | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| LAWRENCE TIMOTHY JAMES | VICE PRESIDENT | — |
| SIGRIST WILLIAM RAYMOND | SECRETARY; SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| SCHWARTZ THEODORE | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| STARKEY KEVIN MITCHELL | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150435/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150435/similar
- Related entities: https://search.stillhousedata.com/firm/150435/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150435

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.