# CARNEGIE CAPITAL ASSET MANAGEMENT, LLC

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC of PEPPER PIKE, OH is an SEC-registered investment adviser.

## Registration

- CRD: 150488
- Type: SEC-registered investment adviser
- SEC file number: 801-70242
- Location: 30300 CHAGRIN BOULEVARD, PEPPER PIKE, OH, 44124-5725
- Phone: 216-367-4114
- Latest filing: 2026-07-09
- Regulatory AUM: $7.5B
- Discretionary AUM: $6.8B
- Non-discretionary AUM: $732.0M
- Clients: 69
- Accounts: 8,541

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Gary Paul Wagner | MEMBER; PRESIDENT/PRINCIPAL | — |
| Richard Lee Alt | CHIEF EXECUTIVE OFFICER/PRINCIPAL; MEMBER | — |
| Ann Shigemura-Hildebrand | CHIEF COMPLIANCE OFFICER | Los Angeles, CA |
| Joseph Michael Spidalieri | CHIEF OPERATING OFFICER | — |
| David Kennedy Laidlaw | PRINICPAL, MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| John Jay Knox | PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| Benjamin Duffield Connard | PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| Michael Benjamin Oliver | PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| David Abbott Tillson | MEMBER; PRINCIPAL, DIRECTOR, PORTFOLIO MANAGER | — |
| Alexandra E Tillson | MEMBER | — |
| WAGNER GARY PAUL | MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ALT RICHARD LEE | MEMBER | — |
| SPIDALIERI JOSEPH MICHAEL | CHIEF OPERATING OFFICER | — |
| MERRIMAN ARTHUR GATES | PRINCIPAL/SENIOR PORTFOLIO MANAGER | — |
| SHIGEMURA-HILDEBRAND ANN | CHIEF COMPLIANCE OFFICER | — |
| BUSH STEPHANIE KIM | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-12-30 | civil | THE PETITIONERS PETITIONED THE COURT PURSUANT TO THE OHIO ARBITRATION ACT, FOR AN ORDER CONFIRMING A FINAL ARBITRATION AWARD ISSUED BY THE AMERICAN ARBITRATION ASSOCIATION (AAA) ON 12-19-2025 BETWEEN THE PETITIONERS AND CARNEGIE CAPITAL ASSET MANAGEMENT, LLC (DBA CARNEGIE INVESTMENT COUNSEL) FOR ENT… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150488/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150488/similar
- Related entities: https://search.stillhousedata.com/firm/150488/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150488

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.