# ELLINGTON FINANCIAL MANAGEMENT LLC

ELLINGTON FINANCIAL MANAGEMENT LLC of OLD GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 150510
- Type: SEC-registered investment adviser
- SEC file number: 801-70630
- Location: 53 FOREST AVE, OLD GREENWICH, CT, 06870
- Phone: 203-698-1200
- Latest filing: 2026-03-30
- Regulatory AUM: $19.4B
- Discretionary AUM: $19.4B
- Clients: 164
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| [Laurence Eric Penn](https://search.stillhousedata.com/person/675301) | EXECUTIVE VICE PRESIDENT | — |
| [Michael William Vranos](https://search.stillhousedata.com/person/675303) | CHIEF EXECUTIVE OFFICER AND PRESIDENT; LIMITED PARTNER; MANAGING MEMBER | — |
| [Daniel Reuven Margolis](https://search.stillhousedata.com/person/675304) | GENERAL COUNSEL | — |
| [Mark Ira Tecotzky](https://search.stillhousedata.com/person/675305) | CHIEF INVESTMENT OFFICER | — |
| [Patrick Brady Maloney](https://search.stillhousedata.com/person/675307) | CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | — |
| [John Robert Herlihy](https://search.stillhousedata.com/person/708574) | CHIEF FINANCIAL OFFICER | — |
| [SALTZMAN GARY PAUL](https://search.stillhousedata.com/person/746128) | SECRETARY | — |
| [PENN LAURENCE ERIC](https://search.stillhousedata.com/person/750501) | EXECUTIVE VICE PRESIDENT | — |
| [VRANOS MICHAEL WILLIAM](https://search.stillhousedata.com/person/750507) | CHIEF EXECUTIVE OFFICER AND PRESIDENT; LIMITED PARTNER; MANAGING MEMBER | — |
| [ASARO PAUL ANTHONY](https://search.stillhousedata.com/person/750512) | CHIEF FINANCIAL OFFICER | — |
| [TECOTZKY MARK IRA](https://search.stillhousedata.com/person/758826) | CHIEF INVESTMENT OFFICER | — |
| [WILEY LISA MUMFORD](https://search.stillhousedata.com/person/766109) | CHIEF FINANCIAL OFFICER | — |
| [MALONEY PATRICK BRADY](https://search.stillhousedata.com/person/766213) | CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | — |
| [RICE DAVID CHARLES](https://search.stillhousedata.com/person/774545) | CHIEF COMPLIANCE OFFICER | — |
| [MARGOLIS DANIEL REUVEN](https://search.stillhousedata.com/person/774546) | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL; SECRETARY | — |
| [BOTHWELL ERIC H R INITIALS ONLY](https://search.stillhousedata.com/person/787175) | CHIEF OPERATING OFFICER | — |
| [LEDLEY JAMES R](https://search.stillhousedata.com/person/787176) | TRUSTEE, VRANOS GRAT NO. 1 | — |
| [CAFFARELLI DANIEL JOSEPH](https://search.stillhousedata.com/person/815663) | CHIEF COMPLIANCE OFFICER | — |
| [HERLIHY JOHN ROBERT](https://search.stillhousedata.com/person/823128) | CHIEF FINANCIAL OFFICER | — |
| [LIN PETER S](https://search.stillhousedata.com/person/844800) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150510/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150510/similar
- Related entities: https://search.stillhousedata.com/firm/150510/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150510

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.