# HOLM & CAWLEY FINANCIAL GROUP LLC

HOLM & CAWLEY FINANCIAL GROUP LLC of LAS VEGAS, NV is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 150601
- Type: SEC-registered investment adviser
- SEC file number: 801-135562
- Location: 5155 S DURANGO DRIVE, STE# 102, LAS VEGAS, NV, 89113
- Phone: 702-277-3945
- Latest filing: 2026-03-04
- Regulatory AUM: $128.8M
- Discretionary AUM: $108.2M
- Non-discretionary AUM: $20.6M
- Clients: 5
- Accounts: 412

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Charities, Other

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Benjamin Claude Cawley | CHIEF COMPLIANCE OFFICER | — |
| Kris Anthony Holm | MANAGING MEMBER | — |
| Reuben Hammon Cawley | MANAGING MEMBER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2010-12-29 | regulatory | RESPONDENT FIRM FAILED TO LICENSE ONE OF ITS INVESTMENT ADVISER REPRESENTATIVES IN THE STATE OF NEVADA, WHO CONDUCTED BUSINESS FROM JULY 2009 TO PRESENT; HAD INDIRECT CUSTODY OF CLIENT FUNDS; BUT DID NOT COMPLY WITH THE CUSTODY REQUIREMENTS; HAD FAILED TO UPDATE ITS ADV SINCE JULY, 2009, HAD FAILED… | Final | $7K |
| — | criminal | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150601/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150601/similar
- Related entities: https://search.stillhousedata.com/firm/150601/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150601

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.