# CAPITAL INVESTMENT MANAGEMENT, LLC

CAPITAL INVESTMENT MANAGEMENT, LLC of ROSEVILLE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 150705
- Type: SEC-registered investment adviser
- SEC file number: 801-136463
- Location: 564 NORTH SUNRISE AVENUE, ROSEVILLE, CA, 95661
- Phone: 916-600-1562
- Latest filing: 2026-05-11
- Regulatory AUM: $100.1M
- Discretionary AUM: $100.1M
- Clients: 3
- Accounts: 97

## Business model

- Compensation: % of AUM, Commissions
- Clients served: High net worth

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| HALVERSTADT KURT JAMES | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; PRESIDENT | — |
| LEHMANN SEAN ANTHONY | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| GORCZYCA PAMELA KAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Kurt James Halverstadt | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Sean Anthony Lehmann | MANAGING MEMBER AND COMPLIANCE OFFICER (LAGUNA NIGUEL) | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2011-08-30 | civil | BREACH OF EMPLOYMENT CONTRACT BETWEEN EMPLOYER AND EMPLOYEE | Final | — |
| 2011-08-30 | civil | BREACH OF EMPLOYMENT AGREEMENT | Final | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LAGUNA NIGUEL | CA | 1 | 949-388-1888 |
| LAGUNA NIGUEL | CA | 1 | 949-388-1888 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150705/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150705/similar
- Related entities: https://search.stillhousedata.com/firm/150705/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150705

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.