# AXOS INVEST, INC

AXOS INVEST, INC of LAS VEGAS, NV is an SEC-registered investment adviser.

## Registration

- CRD: 150953
- Type: SEC-registered investment adviser
- SEC file number: 801-79951
- Location: 9205 W RUSSELL ROAD, SUITE 400, LAS VEGAS, NV, 89148
- Phone: 858-376-6055
- Latest filing: 2026-03-27
- Regulatory AUM: $150.8M
- Discretionary AUM: $150.8M
- Clients: 13
- Accounts: 6,794

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Derrick Walsh | CHIEF FINANCIAL OFFICER | — |
| Tracy Lyn Gallman | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| Derek Michael Tschudin | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Kent Plummer | CHIEF COMPLIANCE OFFICER | — |
| RIVES JASON ASBURY | CCO | — |
| MOORE HERBERT WILSON | CCO; CEO; CEO & CHIEF COMPLIANCE OFFICER (+2 more) | — |
| ZHOU VICKI | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER / SECRETARY; VICE PRESIDENT & CHIEF OPERATING OFFICER (+2 more) | — |
| PATEL PARTH HITENDRA | SHAREHOLDER | — |
| RAMIREZ BRIAN MATTHEW | CEO; SHAREHOLDER | — |
| Zhou Shu | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| PITTERS RON M | CEO | — |
| WALSH DERRICK | CHIEF FINANCIAL OFFICER | — |
| Pitters Ron Michael | CEO | — |
| THOMAS JAMES HILTON | CHEIF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER | — |
| TSCHUDIN DEREK MICHAEL | INTERIM CHIEF COMPLIANCE OFFICER | — |
| Gallman Tracy Lyn | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| Plummer Jeffrey Kent | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/150953/brochure
- Similar advisers: https://search.stillhousedata.com/firm/150953/similar
- Related entities: https://search.stillhousedata.com/firm/150953/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/150953

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.