# EXCHANGE TRADED CONCEPTS, LLC

EXCHANGE TRADED CONCEPTS, LLC of OKLAHOMA CITY, OK is an SEC-registered investment adviser.

## Registration

- CRD: 151197
- Type: SEC-registered investment adviser
- SEC file number: 801-70485
- Location: 10900 HEFNER POINTE DRIVE, SUITE 400, OKLAHOMA CITY, OK, 73120
- Phone: 405-778-8377
- Latest filing: 2026-02-11
- Regulatory AUM: $23.0B
- Discretionary AUM: $23.0B
- Clients: 16
- Accounts: 130

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Charities

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| James Garrett Stevens | CHIEF BUSINESS OFFICER; CHIEF EXECUTIVE OFFICER | — |
| Richard Robert Hogan | OFFICER; OWNER | — |
| Dennis Paul Lowenfels | CHIEF COMPLIANCE OFFICER | — |
| Todd Alan Stuart | TRUSTEE | — |
| Richard Malinowski | CO- CHIEF EXECUTIVE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL | — |
| Randal Kyle Taylor | CHIEF FINANCIAL OFFICER | — |
| Andrew Paul Serowik | CO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER; OFFICER | — |
| PHILLIPS THOMPSON SYLVESTER | CHIEF COMPLIANCE OFFICER; MEMBER; PRESIDENT (+1 more) | — |
| BOYLAN WADE CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| SCHURINGA DARREN R | MEMBER; TREASURER | — |
| HOGAN ROBERT | MEMBER; OFFICER; OWNER | — |
| DZIURA MARTIN W | CHIEF COMPLIANCE OFFICER | — |
| STEVENS JAMES GARRETT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER; MEMBER | — |
| BAKER JAMES JOHNSTON | OFFICER | — |
| GARIE AYSSA ANN | CHIEF COMPLIANCE OFFICER | — |
| SHERRY MAUREEN ANN | MEMBER; TRUSTEE | — |
| WOODARD MICHAEL EVERETT | CHIEF COMPLIANCE OFFICER | — |
| LOWENFELS DENNIS PAUL | CHIEF COMPLIANCE OFFICER | — |
| BERTUMEN ABIGAIL LYNN | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; GENERAL COUNSEL | — |
| Mills David Wesley | CHIEF FINANCIAL OFFICER | — |
| STUART TODD ALAN | TRUSTEE | — |
| GRIFFITH ROBERT LAW | GENERAL COUNSEL | — |
| MALINOWSKI RICHARD | GENERAL COUNSEL | — |
| Taylor Randal Kyle | CHIEF FINANCIAL OFFICER | — |
| SEROWIK ANDREW PAUL | OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/151197/brochure
- Similar advisers: https://search.stillhousedata.com/firm/151197/similar
- Related entities: https://search.stillhousedata.com/firm/151197/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/151197

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.