# OPPENHEIMER + CLOSE, LLC

OPPENHEIMER + CLOSE, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 15168
- Type: SEC-registered investment adviser
- SEC file number: 801-34964
- Location: 119 W 57TH STREET, SUITE 1515, NEW YORK, NY, 10019-2303
- Phone: 212-489-7527
- Latest filing: 2026-03-27
- Regulatory AUM: $93.0M
- Discretionary AUM: $89.6M
- Non-discretionary AUM: $3.4M
- Clients: 5
- Accounts: 127

## Business model

- Compensation: % of AUM, Hourly, Performance
- Clients served: Individuals, High net worth

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Carl Kirby Oppenheimer | DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | New York, NY |
| Kirsten Beaven Oppenheimer | MEMBER | — |
| OPPENHEIMER PHILIP VICTOR | CEO, TREASURER, CHIEF COMPLIANCE OFFICER; DIRECTOR, MANAGING MEMBER; PRESIDENT, TREASURER (+3 more) | — |
| OPPENHEIMER CARL KIRBY | DIRECTOR, MANAGING MEMBER; DIRECTOR, MANAGING MEMBER / CHIEF COMPLIANCE OFFICER; PRESIDENT (+2 more) | — |
| OPPENHEIMER MARY CLOSE | MEMBER; SECRETARY; SHAREHOLDER (+1 more) | — |
| GHAFFARI SHANDA LEE | MANAGER | — |
| POWELL GABRIELA | CHIEF COMPLIANCE OFFICER, MEMBER; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY; SHAREHOLDER (+1 more) | — |
| SCIBILIA SHANDA LEE | MANAGER. SECRETERY | — |
| KOLLER JOHN JAY | MEMBER; SHAREHOLDER | — |
| MALAFRONTE MICHAEL WILLIAM | ANALYST | — |
| CLOSE MARK HEALY | MEMBER; SHAREHOLDER | — |
| CHENG RONALD K | MEMBER | — |
| Oppenheimer Kirsten Beaven | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/15168/brochure
- Similar advisers: https://search.stillhousedata.com/firm/15168/similar
- Related entities: https://search.stillhousedata.com/firm/15168/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/15168

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.