# PENN INVESTMENT ADVISORS, INC.

PENN INVESTMENT ADVISORS, INC. of BALA CYNWYD, PA is an SEC-registered investment adviser.

## Registration

- CRD: 151715
- Type: SEC-registered investment adviser
- SEC file number: 801-70683
- Location: 1 BELMONT AVE, BALA CYNWYD, PA, 19004
- Phone: 1.800.626.1027
- Latest filing: 2023-03-30
- Regulatory AUM: $574.4M
- Discretionary AUM: $574.4M
- Clients: 9
- Accounts: 1,139

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| UCHENIK VLAD | CHIEF COMPLIANCE OFFICER | — |
| PAPALIA ANGELO MARK | PRESIDENT | — |
| FERRONE KENNETH RICHARD | CIO/VP; DIRECTOR, CIO/VP | — |
| SHANAHAN NED MICHAEL | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, CHIEF OPERATING OFFICER, SECRETARY | — |
| FERKO BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| WAGNER CHRISTIAN MYERS | CHIEF INVESTMENT OFFICER; PRESIDENT | — |
| SCHMID SEAN MICHAEL | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| WEICHEL KIMBERLY | ASSISTANT SECRETARY | — |
| CRESSMAN WALTER HOWARD | DIRECTOR | — |
| SCHEA FREDERICK EBERHARD | DIRECTOR; DIRECTOR, PRESIDENT | — |
| ARRISON JEROME PANCRATIUS | DIRECTOR | — |
| LARUE STEPHANIE SCHWARTZBERG | EXECUTIVE VICE PRESIDENT/GENERAL COUNSEL | — |
| HURLEY TODD RUSSELL | DIRECTOR | — |
| SPINELLI RAYMOND THOMAS | EXECUTIVE VICE PRESIDENT/DIRECTOR | — |
| Breuninger George Roberts | CHIEF COMPLIANCE OFFICER | — |
| SCHWARTZBERG STEPHANIE M | EXECUTIVE VICE PRESIDENT/GENERAL COUNSEL | — |
| FLEISHER II DAVID | EXECUTIVE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/151715/brochure
- Similar advisers: https://search.stillhousedata.com/firm/151715/similar
- Related entities: https://search.stillhousedata.com/firm/151715/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/151715

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.