# CHARLES SCHWAB INVESTMENT ADVISORY, INC.

CHARLES SCHWAB INVESTMENT ADVISORY, INC. of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 151739
- Type: SEC-registered investment adviser
- SEC file number: 801-70737
- Location: 211 MAIN STREET, SF211MN-08-150, SAN FRANCISCO, CA, 94105
- Phone: 415-667-1910
- Latest filing: 2023-12-01
- Regulatory AUM: $66.1B
- Discretionary AUM: $66.1B
- Clients: 26
- Accounts: 495,347

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| MARTINETTO JOSEPH RAYMOND | CFO | — |
| DUFFY ALYSSA | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | — |
| COOK JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER & SVP | — |
| HOGAN MICHAEL FREDERICK | CHIEF COMPLIANCE OFFICER | — |
| AGUILAR CHAVEZ OMAR | CHIEF EXECUTIVE OFFICER, DIRECTOR, PRESIDENT | — |
| PETERSON BRUCE DANIEL | PRESIDENT | — |
| RIEPE MARK WILLIAM | PRESIDENT | — |
| ANGUS TED FYKE | VP & CHIEF LEGAL COUNSEL | — |
| DOLAN CARRIE LOUISE | CFO | — |
| QUINN WILLIAM F | TREASURER, DIRECTOR | — |
| GILLESPIE MICHAEL EDWARD | CHIEF COMPLIANCE OFFICER | — |
| HAUER ROSEANNE C | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, INTERIM | — |
| OLSON BRYAN LARRY | CHIEF OPERATIONS OFFICER | — |
| BATES MARLENE MARIE-LAURE | CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| WURSTER RICHARD A | CHIEF EXECUTIVE OFFICER, DIRECTOR; CHIEF EXECUTIVE OFFICER, DIRECTOR, PRESIDENT | — |
| DE FRANSSU JEAN-BAPTISTE CHRISTIAN | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | — |
| PELAGE MARLENE MARIE-LAURE | CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| Niedermeier Stacy A | CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| WANEBO JAMES BRENDON | CHIEF FINANCIAL OFFICER, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/151739/brochure
- Similar advisers: https://search.stillhousedata.com/firm/151739/similar
- Related entities: https://search.stillhousedata.com/firm/151739/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/151739

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.