# COWEN INVESTMENT MANAGEMENT LLC

COWEN INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 151953
- Type: SEC-registered investment adviser
- SEC file number: 801-70868
- Location: 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022
- Phone: (646) 562-1010
- Latest filing: 2023-06-05
- Regulatory AUM: $2.1B
- Discretionary AUM: $2.1B
- Clients: 67
- Accounts: 12

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| [Ryan David](https://search.stillhousedata.com/person/318543) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLC | Jenks, OK |
| [WHITE ANDREW](https://search.stillhousedata.com/person/728329) | CHIEF OPERATIONS OFFICER | — |
| [SINGER MICHAEL EVAN](https://search.stillhousedata.com/person/735364) | CHIEF EXECUTIVE OFFICER | — |
| [STARK MORGAN B](https://search.stillhousedata.com/person/758652) | CHIEF EXECUTIVE OFFICER | — |
| [STRAUSS THOMAS WOLFF](https://search.stillhousedata.com/person/758653) | CHAIRMAN; CHAIRMAN OF COWEN INVESTMENT MANAGEMENT LLC; CHIEF EXECUTIVE OFFICER (+2 more) | — |
| [SOLOMON JEFFREY MARC](https://search.stillhousedata.com/person/758667) | CHIEF OPERATING OFFICER | — |
| [FIORELLO JOHN](https://search.stillhousedata.com/person/763135) | CHIEF COMPLIANCE OFFICER | — |
| [LASOTA STEPHEN](https://search.stillhousedata.com/person/764913) | CHIEF FINANCIAL OFFICER | — |
| [FRAENKEL FRED STEVEN](https://search.stillhousedata.com/person/775305) | INTERIM HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC; VICE CHAIRMAN OF COWEN INC.; VICE CHAIRMAN OF COWEN INC, HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | — |
| [LITTMAN OWEN](https://search.stillhousedata.com/person/787511) | GENERAL COUNSEL | — |
| [SAYAGO ANDREA JS](https://search.stillhousedata.com/person/812517) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGMENT LLC | — |
| [BENWITT MICHAEL G](https://search.stillhousedata.com/person/812518) | GENERAL COUNSEL; GENERAL COUNSEL, CHIEF OPERATING OFFICER, COWEN INVESTMENT MANAGEMENT LLC; GENERAL COUNSEL, CHIEF OPERATING OFFICER OF COWEN INVESTMENT MANAGEMENT LLC | — |
| [ROSMAN ELIZABETH RACHEL](https://search.stillhousedata.com/person/851923) | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | — |
| [Latourelle Ashley Paige](https://search.stillhousedata.com/person/873752) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (9)

Mix: Private Equity Fund 5 · Other Private Fund 4

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| COWEN SUSTAINABLE INVESTMENTS OFFSHORE I LP | Private Equity Fund | — | 38 | $518.6M | $5.0M |
| COWEN SUSTAINABLE INVESTMENTS I LP | Private Equity Fund | — | 72 | $372.3M | $5.0M |
| CSI I MASTER FUND B LP | Private Equity Fund | — | 1 | $234.1M | $10K |
| CSI CORAL BLUE CO-INVESTMENT LP | Other Private Fund | — | 2 | $146.2M | $500K |
| CSI I MASTER FUND C LP | Private Equity Fund | — | 2 | $126.3M | $10K |
| COWEN DIGITAL ASSSET INVESTMENT COMPANY LLC | Private Equity Fund | — | 81 | $104.7M | $10K |
| CSI PRTA CO-INVESTMENT LP | Other Private Fund | — | 2 | $80.4M | $250K |
| CSI CROWN CO-INVESTMENT LP | Other Private Fund | — | 2 | $38.5M | $5.0M |
| CSI PRODIGY CO-INVESTMENT LP | Other Private Fund | — | 1 | $35.2M | $500K |


## Fund service providers (1)

- administrator: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. — 8 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/151953/brochure
- Similar advisers: https://search.stillhousedata.com/firm/151953/similar
- Related entities: https://search.stillhousedata.com/firm/151953/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/151953

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.