# CAIN BROTHERS ASSET MANAGEMENT, LLC

CAIN BROTHERS ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 151994
- Type: SEC-registered investment adviser
- SEC file number: 801-70798
- Location: 360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY, 10017
- Phone: 212-869-5600
- Latest filing: 2015-04-30
- Regulatory AUM: $1.6B
- Discretionary AUM: $1.6B
- Clients: 7
- Accounts: 51

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| WEST TOMMY RAY | PRESIDENT | — |
| SMITH JACOB DANIEL | PRESIDENT | — |
| DAVIDENKO CHARITY ANN | CHIEF COMPLIANCE OFFICER | — |
| SHEEHAN TIMOTHY JAMES | CHIEF EXECUTIVE OFFICER; VICE PRESIDENT/COO | — |
| THURMAN RHETT DAVID | SECRETARY AND TREASURER/CFO | — |
| DAVIDENKO CHARITY A | CHIEF COMPLIANCE OFFICER | — |
| GARVEY ANDREW MCBRAYER | VICE PRESIDENT | — |
| BEALE LESLIE LOGAN | CHIEF COMPLIANCE OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CBAM RESOLUTE MASTER FUND LTD. | Hedge Fund | — | 5 | $33.4M | $1.0M |


## Fund service providers (1)

- administrator: SS&C GLOBEOP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/151994/brochure
- Similar advisers: https://search.stillhousedata.com/firm/151994/similar
- Related entities: https://search.stillhousedata.com/firm/151994/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/151994

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.