# BAER INVESTMENT ADVISORY LLC

BAER INVESTMENT ADVISORY LLC is an SEC-registered investment adviser.

## Registration

- CRD: 152063
- Type: SEC-registered investment adviser
- SEC file number: 801-132149
- Phone: 415-717-1101
- Latest filing: 2026-03-30
- Regulatory AUM: $119.0M
- Discretionary AUM: $119.0M
- Clients: 4
- Accounts: 80

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Darel Andrew Baer | CEO | — |
| Robert Gordon Baer | CHIEF COMPLIANCE OFFICER | — |
| Gregory Howard Smith | DIRECTOR OF RESEARCH | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-03-14 | regulatory | OPERATING AS AN INVESTMENT ADVISER IN CALIFORNIA SINCE 2007 WITHOUT BEING LICENSED WITH CALIFORNIA TO ENGAGE IN THE INVESTMENT ADVISORY BUSINESS. | Final | $14K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152063/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152063/similar
- Related entities: https://search.stillhousedata.com/firm/152063/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152063

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.