# USCA RIA LLC

USCA RIA LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 152170
- Type: SEC-registered investment adviser
- SEC file number: 801-72105
- Location: 4444 WESTHEIMER, SUITE G500, HOUSTON, TX, 77027
- Phone: 713-366-0500
- Latest filing: 2021-05-25
- Regulatory AUM: $4.1B
- Discretionary AUM: $2.6B
- Non-discretionary AUM: $1.6B
- Clients: 72
- Accounts: 6,967

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| KING DENNIS MICHAEL | MANAGING PARTNER | — |
| GOTT STEVE HOWELL | CHIEF COMPLIANCE OFFICER | — |
| SHUMBERG IVANA M | CHIEF FINANCIAL OFFICER | — |
| MENDENHALL PATRICK MICHAEL | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SURPRENANT THERESE | GENERAL COUNSEL | — |
| REPA JACK BRANDON | CHIEF COMPLIANCE OFFICER | — |
| BRADSHAW CHRISTOPHER S | CHIEF FINANCIAL OFFICER | — |
| AKE NICHOLE CHRISTINE | CHIEF COMPLIANCE OFFICER | — |
| STARKMAN GLENN TODD | MANAGING MEMBER | — |
| SUPRENANT THERESE | GENERAL COUNSEL | — |
| ARNOLD ROBERT | CHIEF FINANCIAL OFFICER | — |
| HICKEY SUZANNE NMN | CHIEF COMPLIANCE OFFICER | — |
| BOWLING ELIZABETH COURTNEY | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152170/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152170/similar
- Related entities: https://search.stillhousedata.com/firm/152170/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152170

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.