# EXPAND FINANCIAL, LLC

EXPAND FINANCIAL, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 152515
- Type: SEC-registered investment adviser
- SEC file number: 801-121644
- Phone: 720-387-8158
- Latest filing: 2026-03-02
- Regulatory AUM: $2.8B
- Discretionary AUM: $2.7B
- Non-discretionary AUM: $76.0M
- Clients: 6
- Accounts: 1,959

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Sheri Annis Baker | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | — |
| Gregory Michael Bakke | CEO | — |
| WILLIS ROBERT | MEMBER | — |
| HUMPHREY JOANNE M | MEMBER | — |
| BAKER SHERI ANNIS | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; MEMBER | — |
| BAKKE GREGORY MICHAEL | CEO; PRESIDENT / CEO; PRESIDENT/CEO | — |
| HUDSON JAMES D | MEMBER | — |
| BLAKE WILLIS | MEMBER | — |
| HUDSON JAMES DAN | MEMBER | — |
| HUMPHREY JOHN MACK | MEMBER | — |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 419-606-5592 |
| WACO | TX | 1 | 254-296-4015 |
| — | — | 1 | 419-606-5592 |
| WACO | TX | 1 | 254-296-4015 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152515/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152515/similar
- Related entities: https://search.stillhousedata.com/firm/152515/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152515

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.