# GRADIENT ADVISORS, LLC

GRADIENT ADVISORS, LLC of ARDEN HILLS, MN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 152665
- Type: SEC-registered investment adviser
- SEC file number: 801-71000
- Location: 4105 LEXINGTON AVENUE N., SUITE 225, ARDEN HILLS, MN, 55126
- Phone: 877-885-0508
- Latest filing: 2026-03-31
- Regulatory AUM: $289.3M
- Non-discretionary AUM: $289.3M
- Clients: 173
- Accounts: 2,152

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Tami Jean Lucius | TRUSTEE | — |
| Catherine Ann Peters | CHIEF COMPLIANCE OFFICER | — |
| Tyler Patrick Ellegard | PRESIDENT/ ELECTED MANAGER | — |
| Charles Edward Lucius | TRUSTEE | — |
| Adam Keith Estall | PRESIDENT/ ELECTED MANAGER | — |
| PETERS DOROTHY ANN | CHIEF COMPLIANCE OFFICER | — |
| SIEPMANN KLAUS HERBERT | CHIEF COMPLIANCE OFFICER | — |
| LUCIUS CHARLES EDWARD | CHIEF EXECUTIVE OFFICER; ELECTED MANAGER; MANAGING MEMBER | — |
| FOLEY JEFFREY ALLEN | ELECTED MANAGER; PRESIDENT | — |
| STECHER GREGORY JAMES | CHIEF COMPLIANCE OFFICER | — |
| ESTALL ADAM Keith | ELECTED MANAGER; PRESIDENT/ ELECTED MANAGER | — |
| Brian Andrew Remme | CHIEF COMPLIANCE OFFICER | — |
| Clarence W Knox | DIRECTOR/ELECTED MANAGER | — |


## Disclosures (56)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-04-05 | regulatory | USE OF ADVERTISING MATERIALS WHICH HAVE THE CAPACITY TO BE MISLEADING. | Final | $8K |
| — | regulatory | — | — | — |
| — | criminal | — | — | — |
| — | civil | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152665/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152665/similar
- Related entities: https://search.stillhousedata.com/firm/152665/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152665

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.