# O'CONNOR CAPITAL ADVISORY, LLC

O'CONNOR CAPITAL ADVISORY, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 152687
- Type: SEC-registered investment adviser
- SEC file number: 801-136929
- Location: 5635 N SCOTTSDALE RD, STE 170, SCOTTSDALE, AZ, 85250
- Phone: 480-729-6260
- Latest filing: 2026-07-02
- Regulatory AUM: $112.1M
- Discretionary AUM: $112.1M
- Clients: 1
- Accounts: 120

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| OCONNOR JAMES HARVEY | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| James Harvey Oconnor | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152687/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152687/similar
- Related entities: https://search.stillhousedata.com/firm/152687/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152687

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.