# PRECEPT ADVISORY GROUP LLC

PRECEPT ADVISORY GROUP LLC of IRVINE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 152776
- Type: SEC-registered investment adviser
- SEC file number: 801-71072
- Location: 130 THEORY, SUITE 200, IRVINE, CA, 92617
- Phone: 800-344-1430
- Latest filing: 2025-03-31
- Regulatory AUM: $5.0B
- Discretionary AUM: $541.8M
- Non-discretionary AUM: $4.5B
- Clients: 8
- Accounts: 63

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Pooled vehicles, Pensions

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Howard Michael | CHAIRMAN; MANAGER, CHAIRMAN | Vancouver, A1 |
| Vincent Timothy Ko | CHIEF COMPLIANCE OFFICER | — |
| Linda Kyu-Young Bright | PRESIDENT | — |
| Robert Read Davis | CHIEF EXECUTIVE OFFICER | — |
| Jon Boone | TREASURER AND CHIEF FINANCIAL OFFICER | — |
| MARTIN MICHAEL M | TREASURER | — |
| CORDLE III COYE BAXTER | CHIEF COMPLIANCE OFFICER | — |
| WASILEWSKI ALEX NMN | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| MARTINI RENO JOSEPH | PRESIDENT | — |
| STRINGER STEPHEN J | SECRETARY | — |
| WASILEWSKI ALEX | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| IGEL DOUGLAS ALAN | CHIEF COMPLIANCE OFFICER | — |
| KO VINCENT TIMOTHY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, RETIREMENT PLAN CONSULTING; VICE PRESIDENT | — |
| BRIGHT LINDA KYU-YOUNG | PRESIDENT; SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, MANAGING DIRECTOR | — |
| Pruett David M | MANAGER, VICE CHAIRMAN AND SECRETARY | — |
| Holder Andrea L | CHIEF FINANCIAL OFFICER | — |
| Gregory Mary | TREASURER | — |
| Loth Martin | PRESIDENT | — |
| ULMER III FREDERICK W | CHIEF EXECUTIVE OFFICER | — |
| DAVIS ROBERT READ | CHIEF EXECUTIVE OFFICER | — |
| Gottwals David Alan | PRESIDENT | — |
| PATEL REBECCA VELENA | CHIEF COMPLIANCE OFFICER | — |
| Boone Jon | TREASURER AND CHIEF FINANCIAL OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 949-679-5014 |
| — | — | 1 | 949-679-5014 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152776/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152776/similar
- Related entities: https://search.stillhousedata.com/firm/152776/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152776

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.