# HALIFAX INVESTMENT MANAGEMENT, L.L.C.

HALIFAX INVESTMENT MANAGEMENT, L.L.C. of RALEIGH, NC is an SEC-registered investment adviser.

## Registration

- CRD: 152789
- Type: SEC-registered investment adviser
- SEC file number: 801-71683
- Location: 3605 GLENWOOD AVENUE, SUITE 490, RALEIGH, NC, 27612
- Phone: 919-786-4420
- Latest filing: 2026-03-26
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.9B
- Clients: 18
- Accounts: 8

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [Scott Plumridge](https://search.stillhousedata.com/person/141454) | MANAGING PARTNER; OWNER, MEMBER OF THE MANAGEMENT BOARD | Washington, DC |
| [DOUGLAS CHARLES HILL](https://search.stillhousedata.com/person/528896) | PARTNER; SR. PARTNER | SEATTLE, WA |
| [Christopher Charles Cathcart](https://search.stillhousedata.com/person/709813) | MANAGING PARTNER; OWNER, MEMBER OF THE MANAGEMENT BOARD | — |
| [Jr. A High](https://search.stillhousedata.com/person/709814) | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| [David Yossi Bard](https://search.stillhousedata.com/person/709815) | PARTNER | — |
| [HILL TIMOTHY CHARLES](https://search.stillhousedata.com/person/735866) | PARTNER; SR. PARTNER | — |
| [WILLIAMS JOHN DAVID](https://search.stillhousedata.com/person/744350) | MANAGING DIRECTOR AND VP; MEMBER OF THE MANAGEMENT BOARD; SR. PARTNER | — |
| [DUPREE DAVID WRIGHT](https://search.stillhousedata.com/person/800737) | MANAGING DIRECTOR AND CEO; MEMBER OF THE MANAGEMENT BOARD; SR. PARTNER | — |
| [DOYLE KENNETH M](https://search.stillhousedata.com/person/800738) | MANAGING DIRECTOR AND VP; MEMBER OF THE MANAGEMENT BOARD; SR. PARTNER | — |
| [MARSHALL MICHAEL T](https://search.stillhousedata.com/person/800739) | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARY; MEMBER OF THE MANAGEMENT BOARD; SR. PARTNER AND SECRETARY (+1 more) | — |
| [PLUMRIDGE SCOTT](https://search.stillhousedata.com/person/844153) | MANAGING PARTNER; MEMBER OF THE MANAGEMENT BOARD; OWNER, MEMBER OF THE MANAGEMENT BOARD (+1 more) | — |
| [VANDUINEN SCOTT RYAN](https://search.stillhousedata.com/person/844154) | MEMBER OF THE MANAGEMENT BOARD; PARTNER | — |
| [CATHCART CHRISTOPHER CHARLES](https://search.stillhousedata.com/person/844155) | MANAGING PARTNER; MEMBER OF THE MANAGEMENT BOARD; OWNER, MEMBER OF THE MANAGEMENT BOARD (+1 more) | — |
| [HIGH ARTHUR THOMAS](https://search.stillhousedata.com/person/866913) | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| [JOHNSON JERRY LAVELL](https://search.stillhousedata.com/person/870965) | PARTNER | — |
| [Bard David Yossi](https://search.stillhousedata.com/person/870966) | PARTNER | — |
| [Jr. A. High](https://search.stillhousedata.com/person/983342) | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |


## Private funds (8)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| HALIFAX CAPITAL PARTNERS IV, L.P. | Private Equity Fund | Delaware | 83 | $968.8M | $5.0M |
| HALIFAX CAPITAL PARTNERS V, LP | Private Equity Fund | Delaware | 118 | $716.1M | $5.0M |
| HALIFAX CAPITAL PARTNERS IV-A, LP | Private Equity Fund | Delaware | 83 | $96.7M | $5.0M |
| HCP IV NPPI CO-INVESTORS LP | Private Equity Fund | Delaware | 12 | $59.1M | $5.0M |
| HCP IV CDL CO-INVESTORS, LP | Private Equity Fund | Delaware | 2 | $25.6M | $5.0M |
| HCP V QM CO-INVESTORS, LP | Private Equity Fund | Delaware | 4 | $21.1M | $5.0M |
| HCP V CK CO-INVESTORS, LP | Private Equity Fund | Delaware | 1 | $11.2M | $5.0M |
| HALIFAX CAPITAL PARTNERS II, L.P. | Private Equity Fund | Delaware | 34 | $250K | $5.0M |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| WASHINGTON | DC | 13 | 202-530-8300 |
| WASHINGTON | DC | 13 | 202-530-8300 |


## Fund service providers (1)

- administrator: RSM US LLP — 4 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152789/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152789/similar
- Related entities: https://search.stillhousedata.com/firm/152789/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152789

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.