# MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED of HONG KONG is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 152807
- Type: SEC-registered investment adviser
- SEC file number: 801-71088
- Location: ROOM 1101,11/F, LEE GARDEN THREE, 1 SUNNING ROAD,, CAUSEWAY BAY, HONG KONG
- Phone: 852-3555-5888
- Latest filing: 2026-03-30
- Regulatory AUM: $7.9B
- Discretionary AUM: $420.7M
- Non-discretionary AUM: $7.4B
- Clients: 64
- Accounts: 88

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Hyeon Joo Park | SHAREHOLDER | — |
| Ho Wah Fok | DIRECTOR | — |
| Nam Ki Kim | DIRECTOR | — |
| Yee Man Olivia Chan | CHIEF COMPLIANCE OFFICER | — |
| Kim Byung Ha | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/ DIRECTOR | — |
| Lili Zhu | CHIEF EXECUTIVE OFFICER/ DIRECTOR | — |
| Wanyoun Cho | CHIEF EXECUTIVE OFFICER/ DIRECTOR | — |
| Olivia Chan | CHIEF COMPLIANCE OFFICER | — |
| PARK HYEON JOO | SHAREHOLDER | — |
| CHO WAN YOUN | ACTING CHEIF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER (+1 more) | — |
| LUK STEPHANIE | CHIEF COMPLIANCE OFFICER | — |
| PARK CHEON WOONG | CHIEF EXECUTIVE OFFICER | — |
| LEE TUCK CHUNG | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND ACTING CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| CHAU KITTY | CHIEF COMPLIANCE OFFICER | — |
| RHEE JUNG HO | CHIEF EXECUTIVE OFFICER | — |
| SEE MAN | CHIEF COMPLIANCE OFFICER | — |
| KIM BYUNG HA | CHIEF OPERATING OFFICER; DIRECTOR | — |
| Tang Josephine Wai Man | CHIEF COMPLIANCE OFFICER | — |
| KAPALA SIRNIVASA RAO | CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| LAM MICHELLE | CHIEF COMPLIANCE OFFICER | — |
| Yu Anita Lai Fun | CHIEF COMPLIANCE OFFICER | — |
| CHOI Sunny sze ming | CHIEF COMPLIANCE OFFICER | — |
| Song Se Han | CHIEF OPERATING OFFICER | — |
| CHO WANYOUN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/ DIRECTOR | — |
| LI LUI SANDI | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-01-07 | regulatory | IN EARLY 2014, MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED ("MAGIHK") SUBMITTED A VOLUNTARY DISCLOSURE TO THE KOREAN REGULATOR, THE FINANCIAL SUPERVISORY SERVICE (THE "FSS"), WITH RESPECT TO MAGIHK'S INADVERTENT VIOLATION OF THE REPORTING REQUIREMENTS FOR ACQUISITION OF SECURITIES DENOMINATED… | Final | $18K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152807/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152807/similar
- Related entities: https://search.stillhousedata.com/firm/152807/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152807

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.