# ROC CAPITAL MANAGEMENT, L.P.

ROC CAPITAL MANAGEMENT, L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 152873
- Type: SEC-registered investment adviser
- SEC file number: 801-71290
- Location: 640 5TH AVENUE, 10TH FLOOR, NEW YORK, NY, 10019
- Phone: 212.607.8333
- Latest filing: 2013-03-28
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Clients: 12
- Accounts: 4

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [BREE DAVID NATHAN](https://search.stillhousedata.com/person/767934) | DIRECTOR OF ROC CAPITAL GP I, LTD. | — |
| [WELLS SHAWN T](https://search.stillhousedata.com/person/794679) | GENERAL COUNSEL; MANAGING DIRECTOR; MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| [WOLFSON ROBERT GARY](https://search.stillhousedata.com/person/794680) | CHIEF OPERATING OFFICER | — |
| [GHOSE ANUPAM](https://search.stillhousedata.com/person/794681) | CHIEF STRATEGIC OFFICER | — |
| [RAGHUNATHAN ARVIND](https://search.stillhousedata.com/person/794682) | CHIEF EXECUTIVE OFFICER; MANAGER; MANAGING MEMBER (+1 more) | — |
| [BHATIA VANISHA MITTAL](https://search.stillhousedata.com/person/794683) | OWNER | — |
| [BHATIA AMIT](https://search.stillhousedata.com/person/794684) | OWNER | — |
| [FORM DAVID ANDREW](https://search.stillhousedata.com/person/800643) | CHIEF COMPLIANCE OFFICER | — |
| [GUILFOYLE RONAN AMBROSE](https://search.stillhousedata.com/person/831088) | DIRECTOR OF ROC CAPITAL GP I, LTD. | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ROC CAPITAL PARTNERS MASTER FUND, L.P. | Hedge Fund | — | 20 | $116.9M | $5.0M |


## Fund service providers (1)

- administrator: CITCO CANADA INC.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/152873/brochure
- Similar advisers: https://search.stillhousedata.com/firm/152873/similar
- Related entities: https://search.stillhousedata.com/firm/152873/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/152873

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.