# HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC

HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC of FARMINGTON, CT is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 153052
- Type: SEC-registered investment adviser
- SEC file number: 801-71141
- Location: 312 FARMINGTON AVENUE, FARMINGTON, CT, 06032-2586
- Phone: 860-676-8654
- Latest filing: 2026-06-12
- Regulatory AUM: $811.1M
- Discretionary AUM: $811.1M
- Clients: 23
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [Theodore Leon Koenig](https://search.stillhousedata.com/person/593079) | SOLE MANAGING MEMBER; TRUSTEE | Chicago, IL |
| [Michael Phillip Balkin](https://search.stillhousedata.com/person/663233) | CHIEF EXECUTIVE OFFICER | — |
| [John Carson Bombara](https://search.stillhousedata.com/person/673269) | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |
| [Daniel Raffaele Trolio](https://search.stillhousedata.com/person/673270) | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| [Diane Clare Earle](https://search.stillhousedata.com/person/673271) | CHIEF CREDIT OFFICER | — |
| [Lynn Denise Murray Dombrowski](https://search.stillhousedata.com/person/673272) | CHIEF ACCOUNTING OFFICER | — |
| [Paul George Seitz](https://search.stillhousedata.com/person/673273) | CHIEF INVESTMENT OFFICER | — |
| [Robert Dwight Pomeroy](https://search.stillhousedata.com/person/697150) | CHIEF EXECUTIVE OFFICER | — |
| [Gerald Alfred Michaud](https://search.stillhousedata.com/person/697151) | PRESIDENT | — |
| [Daniel Scott Devorsetz](https://search.stillhousedata.com/person/697152) | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | — |
| [MASSOUD JOSEPH I](https://search.stillhousedata.com/person/773978) | ELECTED MANAGER, CLASS A MEMBER, CLASS B MEMBER | — |
| [SABO ELIAS J](https://search.stillhousedata.com/person/773979) | CLASS B; ELECTED MANAGER, CLASS A MEMBER | — |
| [OFFENBERG ALAN](https://search.stillhousedata.com/person/773980) | CLASS B; ELECTED MANAGER, CLASS A MEMBER | — |
| [POMEROY ROBERT D](https://search.stillhousedata.com/person/773981) | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| [MICHAUD GERALD A](https://search.stillhousedata.com/person/773982) | CHIEF OPERATING OFFICER; MEMBER; PRESIDENT | — |
| [MATHIEU CHRISTOPER M](https://search.stillhousedata.com/person/773983) | CHIEF FINANCIAL OFFICER | — |
| [BOMBARA JOHN C](https://search.stillhousedata.com/person/773984) | CHIEF COMPLIANCE OFFICER; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |
| [TROLIO DANIEL RAFFAELE](https://search.stillhousedata.com/person/839477) | CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER; VICE PRESIDENT OF FINANCE | — |
| [DEVORSETZ DANIEL SCOTT](https://search.stillhousedata.com/person/846494) | CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | — |
| [EARLE DIANE CLARE](https://search.stillhousedata.com/person/856515) | CHIEF CREDIT OFFICER; SENIOR VICE PRESIDENT AND CHIEF CREDIT OFFICER | — |
| [DOMBROWSKI LYNN](https://search.stillhousedata.com/person/875946) | CHIEF ACCOUNTING OFFICER | — |
| [KOENIG THEODORE LEON](https://search.stillhousedata.com/person/877141) | SOLE MANAGING MEMBER; TRUSTEE | — |
| [POMEROY ROBERT DWIGHT](https://search.stillhousedata.com/person/883385) | CHIEF EXECUTIVE OFFICER | — |
| [MICHAUD GERALD ALFRED](https://search.stillhousedata.com/person/883386) | PRESIDENT | — |
| [BOMBARA JOHN CARSON](https://search.stillhousedata.com/person/883387) | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | criminal | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153052/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153052/similar
- Related entities: https://search.stillhousedata.com/firm/153052/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153052

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.