# BROCK FIDUCIARY SERVICES LLC

BROCK FIDUCIARY SERVICES LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 153055
- Type: SEC-registered investment adviser
- SEC file number: 801-71132
- Location: 505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-209-3000
- Latest filing: 2026-04-01
- Regulatory AUM: $588.2M
- Discretionary AUM: $588.2M
- Clients: 4
- Accounts: 1

## Business model

- Compensation: Fixed
- Clients served: Other

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Charles Lawrence Brock | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER | — |
| LEBEC ALAIN MARCEL | CHIEF COMPLIANCE OFFICER | — |
| BROCK CHARLES LAWRENCE | CHAIRMAN AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CO-CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SAUNDERS MATTHEW | CHIEF COMPLIANCE OFFICER | — |
| BROCK CHARLES | CHARIMAN AND CHIEF EXECUTIVE OFFICER; MEMBER | — |
| MATHUR ABHISHEK | CHIEF COMPLIANCE OFFICER | — |
| JOSSE JEREMY MARC | COMPLIANCE DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153055/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153055/similar
- Related entities: https://search.stillhousedata.com/firm/153055/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153055

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.