# BAUMAN ADVISORY GROUP, LLC

BAUMAN ADVISORY GROUP, LLC of LAS VEGAS, NV is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 153061
- Type: SEC-registered investment adviser
- SEC file number: 801-131480
- Location: 10501 W GOWAN RD, SUITE #100, LAS VEGAS, NV, 89129
- Phone: 702-897-9997
- Latest filing: 2026-05-22
- Regulatory AUM: $206.4M
- Discretionary AUM: $206.4M
- Clients: 19
- Accounts: 1,043

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Charities

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Julie Bauman | CHIEF OPERATIONS OFFICER | Las Vegas, NV |
| Michelle Anne Mccarthy | CHIEF COMPLIANCE OFFICER | — |
| Todd Charles Bauman | MANAGING MEMBER/CCO; MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | — |
| BAUMAN TODD CHARLES | MANAGING MEMBER/CCO | — |
| Gavin Charles Sandefur | CHIEF INVESTMENT OFFICER | — |


## Disclosures (15)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-02-04 | regulatory | CONDUCTED BUSINESS AS AN UNREGISTERED INVESTMENT ADVISER REPRESENTATIVE FOR THE RELEVANT TIME PERIOD | Final | $8K |
| 2021-04-01 | regulatory | FAILURE TO MAINTAIN ACCURATE FINANCIAL BOOKS AND RECORDS FOR THE FIRM. | Final | $3K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| MESQUITE | NV | 1 | 702-897-9997 |
| HENDERSON | NV | 1 | 702-897-9997 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153061/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153061/similar
- Related entities: https://search.stillhousedata.com/firm/153061/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153061

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.