# FSI CAPITAL HOLDINGS, LLC

FSI CAPITAL HOLDINGS, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 153189
- Type: SEC-registered investment adviser
- SEC file number: 801-71252
- Location: 515 SOUTH FIGUEROA STREET, SUITE 1800, LOS ANGELES, CA, 90071
- Phone: 213-443-5005
- Latest filing: 2018-03-30
- Regulatory AUM: $22.1M
- Discretionary AUM: $22.1M
- Clients: 1
- Accounts: 8

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [STEIN STEVEN NEAL](https://search.stillhousedata.com/person/754541) | CHAIRMAN & ELECTED MANAGER; SHAREHOLDER | — |
| [STEIN JOHN MAGRISH](https://search.stillhousedata.com/person/754542) | SHAREHOLDER; VICE CHAIRMAN & ELECTED MANAGER | — |
| [PENOTE JOHN JEROME](https://search.stillhousedata.com/person/754545) | CHIEF FINANCIAL OFFICER | — |
| [KUPPENHEIMER STEPHAN RANDOLPH](https://search.stillhousedata.com/person/790036) | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER & ELECTED MANAGER; SHAREHOLDER | — |
| [STEIN ERIC S](https://search.stillhousedata.com/person/790038) | ELECTED MANAGER; SHAREHOLDER | — |
| [ELIMELEKH RON](https://search.stillhousedata.com/person/797738) | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| [AYD PAUL JOSEPH](https://search.stillhousedata.com/person/826973) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (9)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| GLACIER FUNDING CDO II, LTD. | Securitized Asset Fund | — | 6 | $17.6M | $100K |
| ACA ABS 2003-1, LIMITED | Securitized Asset Fund | — | 7 | $11.4M | $500K |
| GLACIER FUNDING CDO III, LTD. | Securitized Asset Fund | — | 7 | $9.6M | $250K |
| ACA ABS 2002-1, LIMITED | Securitized Asset Fund | — | 4 | $9.0M | $100K |
| ACA ABS 2003-2, LIMITED | Securitized Asset Fund | — | 11 | $1.1M | $500K |
| ACA ABS 2006-1, LIMITED | Securitized Asset Fund | — | 9 | $120K | $200K |
| ACA ABS 2007-3, LIMITED | Securitized Asset Fund | — | 10 | $14K | $200K |
| ACA ABS 2007-1, LTD | Securitized Asset Fund | — | 19 | — | $100K |
| ACA ABS 2004-1, LIMITED | Securitized Asset Fund | — | 6 | — | $100K |


## Fund service providers (3)

- administrator: U.S. BANK NATIONAL ASSOCIATION — 5 funds
- administrator: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. — 2 funds
- administrator: WELLS FARGO BANK, N.A. — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153189/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153189/similar
- Related entities: https://search.stillhousedata.com/firm/153189/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153189

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.