# COWEN PRIME SERVICES LLC

COWEN PRIME SERVICES LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 153397
- Type: SEC-registered investment adviser
- SEC file number: 801-72184
- Location: 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022
- Phone: 646-562-1010
- Latest filing: 2021-03-26
- Regulatory AUM: $359.0M
- Discretionary AUM: $359.0M
- Clients: 4
- Accounts: 200

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| POPPELL RALPH EDWARD | CHIEF COMPLIANCE OFFICER | — |
| MORRIS BEN TILLMAN | CO-MANAGER (NOT ANY TYPE OF PARTNER); MANAGER | — |
| SANDERS BYRON ANTHONY | CO-MANAGER (NOT ANY TYPE OF PARTNER); MANAGER | — |
| MOORE ROBERT EMMETT | CO-MANAGER, CEO, AND GSP; CO-MANAGER (NOT ANY TYPE OF PARTNER) | — |
| HOLMES DOUGLAS JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER; COO | — |
| ROSEN MICHAEL SCOTT | CO-MANAGER AND GSP; CO-MANAGER (NOT ANY TYPE OF PARTNER) | — |
| SEIBALD JACK DAVE | CO-MANAGER AND GSP; CO-MANAGER (NOT ANY TYPE OF PARTNER) | — |
| SCHIRRIPA THOMAS NICHOLAS | CO-MANAGER, CFO, AND FINOP | — |
| SHAUGHNESSY NEIL MICHAEL | CO-MANAGER, CAO, COO & GSP | — |
| SIMMONS JAMES R | CFO, FINOP | — |
| CHARNEY DANIEL S | CEO | — |
| BOYLE PATRICK CHARLES JR | CO-MANAGER (NOT ANY TYPE OF PARTNER) | — |
| ARUANNO ROSEMARY | CONTROLLER | — |
| SIMMONS JAMES ROBERT | CFO, FINOP; PRINCIPAL FINANCIAL OFFICER | — |
| JORDAN FRANCIS | PRINCIPAL FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153397/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153397/similar
- Related entities: https://search.stillhousedata.com/firm/153397/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153397

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.