# GALVIN, GAUSTAD & STEIN, LLC

GALVIN, GAUSTAD & STEIN, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 153410
- Type: SEC-registered investment adviser
- SEC file number: 801-71464
- Location: 7377 E. DOUBLETREE RANCH ROAD, SUITE 250, SCOTTSDALE, AZ, 85258
- Phone: 480-776-1445
- Latest filing: 2026-05-27
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.3B
- Non-discretionary AUM: $16.8M
- Clients: 17
- Accounts: 1,948

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Kim Quyen Jamieson | CCO; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER | — |
| Mark Paul Stein | MEMBER AND MANAGER | — |
| Stephen Lee Gaustad | MEMBER AND MANAGER | — |
| Stephen Richard Galvin | MEMBER AND MANAGER | — |
| STEIN MARK PAUL | MEMBER AND MANAGER | — |
| GALVIN STEPHEN RICHARD | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER AND MEMBER; MEMBER AND MANAGER | — |
| GAUSTAD STEPHEN | MANAGING MEMBER; MEMBER AND MANAGER | — |
| JAMIESON KIM QUYEN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER | — |
| GAUSTAD STEPHEN LEE | MEMBER AND MANAGER | — |


## Branch offices (10)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| FORT COLLINS | CO | 3 | (480) 216-9845 |
| BROOMFIELD | CO | 3 | 800-554-1154 |
| BELLEVUE | WA | 2 | 425-519-3780 |
| ANN ARBOR | MI | 2 | (734) 428-3786 |
| PITTSBURGH | PA | 1 | (602) 828-0382 |
| — | — | 1 | 4807761441 |
| — | — | 1 | 4806765976 |
| BOISE | ID | 1 | (208) 401-9200 |
| NORTHFIELD | OH | 1 | (330) 467-3111 |
| BEVERLY HILLS | CA | 1 | (310) 300-4055 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153410/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153410/similar
- Related entities: https://search.stillhousedata.com/firm/153410/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153410

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.