# RAUB BROCK CAPITAL MANAGEMENT, LP

RAUB BROCK CAPITAL MANAGEMENT, LP of LARKSPUR, CA is an SEC-registered investment adviser.

## Registration

- CRD: 153994
- Type: SEC-registered investment adviser
- SEC file number: 801-71732
- Location: 700 LARKSPUR LANDING CIRCLE, SUITE 240, LARKSPUR, CA, 94939
- Phone: 415-927-6990
- Latest filing: 2026-03-11
- Regulatory AUM: $2.9B
- Discretionary AUM: $467.0M
- Non-discretionary AUM: $2.5B
- Clients: 9
- Accounts: 6,352

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Richard Henry Alpert | LIMITED PARTNER AND PORTFOLIO MANAGER; OWNER AND OFFICER | — |
| Wendy Jeanne Phillippay | CHIEF COMPLIANCE OFFICER | — |
| RAUB DAVID WRIGHT | LIMITED PARTNER, PORTFOLIO MANAGER; OWNER AND OFFICER | — |
| ALPERT RICHARD HENRY | LIMITED PARTNER AND PORTFOLIO MANAGER; LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER; OWNER AND OFFICER | — |
| PHILLIPPAY WENDY JEANNE | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/153994/brochure
- Similar advisers: https://search.stillhousedata.com/firm/153994/similar
- Related entities: https://search.stillhousedata.com/firm/153994/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/153994

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.