# SB ADVISORY, LLC

SB ADVISORY, LLC of ATLANTA, GA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 154680
- Type: SEC-registered investment adviser
- SEC file number: 801-77380
- Location: 3424 PEACHTREE ROAD NE, SUITE 2200, ATLANTA, GA, 30326-1184
- Phone: 404-704-0406
- Latest filing: 2026-06-29
- Regulatory AUM: $1.1B
- Discretionary AUM: $11.3M
- Non-discretionary AUM: $1.1B
- Clients: 35
- Accounts: 942

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Alexys Ulando Mckenzie | CEO | — |
| John Cadena | CHIEF COMPLIANCE OFFICER | — |
| Daniel Padilla | CCO | — |
| Peter Botero | CHIEF COMPLIANCE OFFICER | — |
| PORTWOOD WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | — |
| SADLER STEPHEN THOMAS | CHIEF OPERATIONS OFFICER; COO; COO & CCO | — |
| FAGANS MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| PADILLA THOMAS DANIEL | CCO | — |
| MCKENZIE ALEXYS ULANDO | CEO; OWNER | — |
| BENTON KATHRYN RENE' | CHIEF OPERATIONS OFFICER | — |
| HOUGH JERVIS BENNETT | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| BENTLEY-EWERS JANET MARIE | CCO | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2003-07-30 | civil | ALLEGED MCKENZIE CHARGED EXCESSIVE COMMISSIONS AND MARKUPS TOTALING $507K. IN DETERMINING CHARGES, MCKENZIE FAILED TO TAKE INTO ACCOUNT DETERMINING FAIR AND REASONABLE. | Final | $25K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/154680/brochure
- Similar advisers: https://search.stillhousedata.com/firm/154680/similar
- Related entities: https://search.stillhousedata.com/firm/154680/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/154680

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.