# WELCY CAPITAL ADVISORS LLC

WELCY CAPITAL ADVISORS LLC of MIAMI, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 154782
- Type: SEC-registered investment adviser
- SEC file number: 801-130588
- Location: 1101 BRICKELL AVENUE, MIAMI, FL, 33131
- Phone: 786.353.0036
- Latest filing: 2026-03-30
- Regulatory AUM: $225.7M
- Discretionary AUM: $211.7M
- Non-discretionary AUM: $14.0M
- Clients: 10
- Accounts: 21

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Carlos Zalles | MANAGER; SETTLOR/TRUSTEE | Key Biscayne, FL |
| Philip Robert Henriquez Schemel | MANAGER; SHAREHOLDER | — |
| Jaime Sosa | MANAGER | — |
| Juan Carlos Fabrega Roux | MANAGER; SHAREHOLDER | — |
| Nicolas Zalles | CHIEF INVESTMENT OFFICER | — |
| Jasser Martin Narvaez | CEO | — |
| Steven Roy Karpel | CCO | — |
| Miguel Angel Casanova | CCO | — |
| ZALLES CARLOS | MANAGER; PRESIDENT; SETTLOR/TRUSTEE (+1 more) | — |
| GONZALEZ ALFREDO | CFA; CHIEF COMPLIANCE OFFICER | — |
| SEGAL GAIL | EVP | — |
| CASANOVA MIGUEL ANGEL | CCO; COO | — |
| PEREZ JAIME | SHAREHOLDER | — |
| BATISTA ALBERTO EUTIMIO | CHIEF COMPLIANCE OFFICER | — |
| Henriquez Schemel Philip Robert | MANAGER; SHAREHOLDER | — |
| Fabrega Roux Juan Carlos | MANAGER; SHAREHOLDER | — |
| Sosa Jaime | MANAGER | — |
| ZALLES NICOLAS | CHIEF INVESTMENT OFFICER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-10-19 | regulatory | LATE SUBMISSION TO THE SUPERINTENDENCE OF SECURITIES MARKET OF GRUPO PRIVAL'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED 30 JUNE 2022, REQUIRED AS REGISTERED ISSUER. | Final | $500 |
| 2019-07-17 | regulatory | RESPONDENT VIOLATED RULE 69W-600.0024(9)(A), FLORIDA ADMINISTRATIVE CODE, BY FAILING TO TIMELY FILE A FORM U 5 FOR ABREU; B. RESPONDENT VIOLATED RULE 69W-600.0016(5)(A), FLORIDA ADMINISTRATIVE CODE, BY FAILING TO MAINTAIN AT LEAST ONE ASSOCIATED PERSON REGISTERED AND DESIGNATED, VIA NOTIFICATION TO… | Final | $6K |
| 2013-12-31 | regulatory | MR.JAIME SOSA WAS THE CEO OF PRIVAL SECURITIES INC. ("PRIVAL") IN 2016. IT IS A REGULAR PROCEDURE OF THE PANAMA REGULATOR TO IMPOSE FINES TO TOP EXECUTIVES IN CASES WHERE AN OPERATIONAL FAILURE IS IDENTIFIED. PRIVAL EXECUTED A VALID SELL ORDER FROM AN INSTITUTIONAL CLIENT. BOTH THE CLIENT AND PRIVAL… | Final | $3K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/154782/brochure
- Similar advisers: https://search.stillhousedata.com/firm/154782/similar
- Related entities: https://search.stillhousedata.com/firm/154782/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/154782

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.