# FOCUSED WEALTH MANAGEMENT, INC.

FOCUSED WEALTH MANAGEMENT, INC. of NEWBURGH, NY is an SEC-registered investment adviser.

## Registration

- CRD: 154828
- Type: SEC-registered investment adviser
- SEC file number: 801-71860
- Location: 11 BALMVILLE RD., SUITE 2 NORTH, NEWBURGH, NY, 12550-1911
- Phone: 845-691-4035
- Latest filing: 2026-03-23
- Regulatory AUM: $2.3B
- Discretionary AUM: $1.9B
- Non-discretionary AUM: $325.0M
- Clients: 19
- Accounts: 5,733

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Philip Joseph Deangelo | MANAGING DIRECTOR | — |
| Jacob Michael Brett | SENIOR VICE PRESIDENT | — |
| Zachary Michael Manheim | CHIEF COMPLIANCE OFFICER | — |
| Brett Lee Howard | ASSIST. EXECUTIVE DIRECTOR/CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Barry Howard Brett | CHIEF COMPLIANCE OFFICER | — |
| BRETT JOHN MICHAEL | SENIOR VICE PRESIDENT | — |
| DEANGELO PHILIP JOSEPH | MANAGING DIRECTOR; PRINCIPAL | — |
| SCHULMAN MONIQUE | CHIEF COMPLIANCE OFFICER | — |
| WITTENBERG JULIE ANN | CHIEF OPERATING OFFICER | — |
| TIMPERIO SALVATORE JOSEPH | CHIEF OPERATING OFFICER | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-24 | regulatory | FWM ENTERED INTO CONSENTED TO THE ENTRY OF AN ADMINISTRATIVE AND CEASE-AND-DESIST ORDER INSTITUTED BY THE SEC FINDING THAT FWM VIOLATED SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER BY FAILING TO MAINTAIN AND PRESERVE CERTAIN OFF-CHANNEL COMMUNICATIONS. THE ORDER FURTHER FOUND THAT… | Final | $325K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/154828/brochure
- Similar advisers: https://search.stillhousedata.com/firm/154828/similar
- Related entities: https://search.stillhousedata.com/firm/154828/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/154828

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.