# WINDHAVEN INVESTMENT MANAGEMENT, INC.

WINDHAVEN INVESTMENT MANAGEMENT, INC. of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 155138
- Type: SEC-registered investment adviser
- SEC file number: 801-71836
- Location: ONE INTERNATIONAL PLACE, 33RD FLOOR, BOSTON, MA, 02110
- Phone: (617) 960-5300
- Latest filing: 2018-02-15
- Regulatory AUM: $8.1B
- Discretionary AUM: $8.1B
- Clients: 51
- Accounts: 25,350

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| PHILLIPS RICHARD ROBERT | SENIOR VICE PRESIDENT, RESEARCH | — |
| CUCCHIARO STEPHEN JOSEPH | SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| CROSIER LOUIS PYLE | SENIOR MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| KAMPF DENISE LYNN | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| DUFFY ALYSSA | CHIEF LEGAL COUNSEL; DIRECTOR - LEGAL COUNSEL | — |
| COOK JOSEPH ANDREW | SVP & CHIEF COMPLIANCE OFFICER | — |
| OLSON ROBERT L | PRESIDENT; PRESIDENT AND CEO | — |
| ANGUS TED FYKE | VP & CHIEF LEGAL OFFICER | — |
| QUINN WILLIAM F | SVP AND TREASURER; TREASURER AND DIRECTOR | — |
| HUGGINS GEOFFREY OWEN | SVP AND CONTROLLER | — |
| HENDRICKSON DOUGLAS STANTON | CFO; VICE PRESIDENT AND CFO; VP AND CFO | — |
| GILLESPIE MICHAEL EDWARD | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| BRATT RHETT CHARLES | VICE PRESIDENT AND CFO | — |
| HOGAN MICHAEL F | CCO, VICE PRESIDENT | — |
| OLSON BRYAN LARRY | PRESIDENT; PRESIDENT AND CEO; SENIOR VICE PRESIDENT AND DIRECTOR | — |
| SONDERS LIZ ANN | SVP AND CHAIR OF INVESTMENT COMMITTEE | — |
| BATES MARLENE MARIE-LAURE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND DIRECTOR | — |
| WURSTER RICHARD A | CHIEF EXECUTIVE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/155138/brochure
- Similar advisers: https://search.stillhousedata.com/firm/155138/similar
- Related entities: https://search.stillhousedata.com/firm/155138/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/155138

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.