# SAXON SECURITIES LLC

SAXON SECURITIES LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 155168
- Type: SEC-registered investment adviser
- SEC file number: 801-79118
- Location: 611 GATEWAY BOULEVARD, SUITE 120 #1003, SAN FRANCISCO, CA, 94080
- Phone: 415-820-5312
- Latest filing: 2026-03-27
- Regulatory AUM: $94.6M
- Discretionary AUM: $94.6M
- Clients: 2
- Accounts: 25

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Ned Francis Lucia | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | — |
| LUCIA NED F | CEO, MANAGING MEMBER; MANAGING PARTNER, MANAGING MEMBER | — |
| LUCIA REBECCA LYNN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; CHIEF FINANCIAL OFFICER, MANAGING MEMBER; MANAGING MEMBER | — |
| LUCIA NED FRANCIS | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; MANAGING PARTNER, MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/155168/brochure
- Similar advisers: https://search.stillhousedata.com/firm/155168/similar
- Related entities: https://search.stillhousedata.com/firm/155168/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/155168

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.