# OBRA CAPITAL MANAGEMENT, LLC.

OBRA CAPITAL MANAGEMENT, LLC. of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 155231
- Type: SEC-registered investment adviser
- SEC file number: 801-71894
- Location: 437 MADISON AVE., 26TH FLOOR, NEW YORK, NY, 10022
- Phone: 917-831-1000
- Latest filing: 2026-04-30
- Regulatory AUM: $5.7B
- Discretionary AUM: $5.6B
- Non-discretionary AUM: $191.1M
- Clients: 132
- Accounts: 64

## Business model

- Compensation: % of AUM, Performance, Subscription, Other
- Clients served: Pooled vehicles, Corporations, Investment cos

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Blair H Wallace | PRESIDENT & CEO | New York, NY |
| Stephen Allan Kirkwood | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| Brett Evan Lipsky | CHIEF FINANCIAL OFFICER | — |
| YOUNG DANIEL JONATHAN | ELECTED MANAGER/PRESIDENT; PRESIDENT; SECRETARY | — |
| SERRA JEFFREY | MANAGING MEMBER | — |
| WALLACE MARY H | PRESIDENT AND CEO; PRESIDENT & CEO | — |
| WERNER ERIC EDWARD | CHIEF COMPLIANCE OFFICER | — |
| SERRA JEFFREY ROBERT | MANAGING MEMBER; MEMBER; PRESIDENT | — |
| MUNSON CHRISTOPHER SCOT | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| STROUD MARCUS ALFRED | CHIEF COMPLIANCE OFFICER | — |
| ROVNER MICHAEL JACOB | MEMBER | — |
| FABIANO VITO THOMAS | PRESIDENT/MEMBER - FGMS LLC (RELYING ADVISER) | — |
| GOLDSTEIN JACOB NMN | MEMBER - FGMS LLC (RELYING ADVISER) | — |
| LIPSKY BRETT EVAN | CHIEF FINANCIAL OFFICER | — |
| KIRKWOOD STEPHEN ALLAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| TICE WILLIAM WELLBORN | SENIOR MANAGING DIRECTOR, PRESIDENT | — |
| JURELLER JOHN MICHAEL | CHIEF FINANCIAL OFFICER | — |
| Blair H. Wallace | PRESIDENT & CEO | New York, NY |


## Disclosures (24)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-03-22 | regulatory | THE SEC ALLEGED THAT A FORMER EMPLOYEE OF THE REGISTRANT, IN 2019, MADE A CAMPAIGN CONTRIBUTION TO AN ELECTED OFFICIAL BEFORE BEING HIRED BY THE REGISTRANT, WAS THEN HIRED INTO A POSITION IN WHICH THE INDIVIDUAL BECAME A COVERED ASSOCIATE, AND WITHIN TWO YEARS AFTER THE CONTRIBUTION THE REGISTRANT P… | Final | $95K |
| 2021-09-28 | civil | THE PLAINTIFF ALLEGES THAT THE DEFENDANTS OVERVALUED A PORTION OF VIDA LONGEVITY FUND'S ("VLF") LIFE SETTLEMENT ASSETS FROM 2017 UNTIL LATE 2020, AND CLAIMS THAT THIS RESULTED IN A BREACH OF FIDUCIARY DUTY OF LOYALTY TO VLF IN NOT PROPERLY VALUING THE PORTFOLIO AND RESULTING IN VLF PAYING EXCESSIVE… | Final | — |
| 2021-03-19 | civil | THE PLAINTIFFS ALLEGE THAT THE DEFENDANTS VIOLATED THE TEXAS SECURITIES ACT ("TSA") BY MISREPRESENTING AND/OR FAILING TO DISCLOSE WEAKNESSES IN THE FUND'S INTERNAL PROCESSES AND PROCEDURES IN THE OFFERING MATERIALS.THE PLAINTIFFS ALSO ASSERT A CLAIM THAT DEFENDANTS FAILED TO DISCLOSE ALLEGED MATERIA… | Final | — |


## Private funds (12)

Mix: Private Equity Fund 6 · Hedge Fund 6

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND III, LP | Private Equity Fund | Cayman Islands | 99 | $1.4B | $5.0M |
| VIDA INSURANCE CREDIT OPPORTUNITY FUND II, LP | Private Equity Fund | Cayman Islands | 264 | $858.4M | $5.0M |
| OBRA LONGEVITY RATED FEEDER FUND, LP | Hedge Fund | Delaware | 3 | $260.3M | — |
| OBRA LONGEVITY NRF, LP | Hedge Fund | Delaware | 1 | $213.0M | — |
| OBRA INSURANCE SPECIAL SITUATIONS FUND, LP | Private Equity Fund | Delaware | 13 | $183.1M | $500K |
| OBRA DIVERSIFIED ALTERNATIVE INCOME FUND, LP | Hedge Fund | Delaware | 1 | $82.9M | $250K |
| OBRA INSURANCE SPECIAL SITUATIONS FUND II, LP | Private Equity Fund | Delaware | 11 | $33.8M | $5.0M |
| LIFE ASSET TRUST S.A COMPARTMENT VII | Hedge Fund | Luxembourg | 25 | $23.1M | $5.0M |
| OBRA CLIF FEEDER 2025-1, LLC | Private Equity Fund | Delaware | 0 | $17.7M | — |
| OBRA DIVERSIFIED ALTERNATIVE INCOME CAYMAN, LP | Hedge Fund | Cayman Islands | 3 | $17.7M | $250K |
| LIFE ASSET TRUST S.A- COMPARTMENT VIII | Hedge Fund | Luxembourg | 13 | $16.9M | $5.0M |
| OISSF II FEEDER, LP | Private Equity Fund | Cayman Islands | 6 | $16.0M | $10.0M |


## Branch offices (5)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| MONTPELIER | VT | 13 | 802-229-0544 |
| CHICAGO | IL | 10 | 917-831-1000 |
| AUSTIN | TX | 8 | 917-831-1000 |
| IRVING | TX | 2 | 917-831-1000 |
| WOODWAY | TX | 1 | 305-341-1289 |


## Fund service providers (4)

- custodian: OBRA CLIF OPPORTUNITY FUND III, LLC
- custodian: OBRA CLIF OPPORTUNITY FUND II, LLC
- custodian: VICOF II FEEDER, LP
- custodian: VICOF III FEEDER, LP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/155231/brochure
- Similar advisers: https://search.stillhousedata.com/firm/155231/similar
- Related entities: https://search.stillhousedata.com/firm/155231/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/155231

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.