# CWM, LLC

CWM, LLC of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 155344
- Type: SEC-registered investment adviser
- SEC file number: 801-72037
- Location: 14600 BRANCH ST., OMAHA, NE, 68154
- Phone: 402-330-0808
- Latest filing: 2026-07-30
- Regulatory AUM: $50.6B
- Discretionary AUM: $49.5B
- Non-discretionary AUM: $1.1B
- Clients: 1,416
- Accounts: 154,206

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Charities, Other

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| James Clements | CHIEF COMPLIANCE OFFICER | Durango, CO |
| Miller Joseph | GENERAL COUNSEL & CORPORATE SECRETARY | Juniper, FL |
| Omani Rose Carson | FOUNDER AND CHAIRMAN; OWNER | — |
| George Burton White | CEO | — |
| Mark Daniel Applegarth | CFO | — |
| John Thomas Boyle | SVP, RIA OPERATIONS | — |
| Lantz Hunt | SVP, CHIEF INTEGRATIONS OFFICER | — |
| Ronald Lloyd Carson | FOUNDER AND CHAIRMAN; OWNER | — |
| Lantz Guy Hunt | CHIEF OPERATIONS OFFICER | — |
| ISBITTS ROBERT ALAN | CHIEF INVESTMENT OFFICER | — |
| LOCKSHIN STEVEN DAVID | BOARD MEMBER | — |
| SHEPHERD TERI SUE | BOARD MEMBER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER; BOARD MEMBER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (+1 more) | — |
| GRUBB BRADLEY SCOTT | BOARD MEMBER/PRESIDENT; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/PRESIDENT | — |
| MCMILLAN CHAD MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| EVANS WILLIAM BURT | CHIEF COMPLIANCE OFFICER | — |
| APPLEGARTH MARK DANIEL | CFO | — |
| HOWELL RUTH ANNETTE | CHIEF COMPLIANCE OFFICER | — |
| SIMPSON LANCE PATRICK | CHIEF COMPLIANCE OFFICER | — |
| CARSON RONALD LLOYD | BOARD MEMBER/CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; FOUNDER AND CEO (+3 more) | — |
| WHITE GEORGE BURTON | CEO; CHIEF STRATEGY OFFICER | — |
| WEST MICHAEL | BOARD MEMBER; MANAGING DIRECTOR OF CARSON WEALTH | — |
| TOBIN DANIEL PATRICK | SENIOR VICE PRESIDENT OF RISK MANAGEMENT | — |
| SCHABEN AARON EUGENE | BOARD MEMBER/MANAGING DIRECTOR OF STRATEGIC OPPORTUNITIES; MANAGING DIRECTOR OF CARSON INSTITUTIONAL ALLIANCE; MANAGING DIRECTOR OF STRATEGIC OPPORTUNITIES (+1 more) | — |
| HUNT LANTZ GUY | CHIEF OPERATIONS OFFICER; EXECUTIVE VICE  PRESIDENT - OPERATIONS; SENIOR VICE  PRESIDENT - OPERATIONS | — |
| MOORE ROBERT EUGENE | BOARD MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/155344/brochure
- Similar advisers: https://search.stillhousedata.com/firm/155344/similar
- Related entities: https://search.stillhousedata.com/firm/155344/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/155344

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.