# NEW HARBOR FINANCIAL GROUP, LLC

NEW HARBOR FINANCIAL GROUP, LLC of WORCESTER, MA is an SEC-registered investment adviser.

## Registration

- CRD: 155528
- Type: SEC-registered investment adviser
- SEC file number: 801-72007
- Location: 146 MAIN STREET, SUITE 302, WORCESTER, MA, 01608
- Phone: 978-537-7701
- Latest filing: 2026-07-27
- Regulatory AUM: $820.9M
- Discretionary AUM: $794.3M
- Non-discretionary AUM: $26.6M
- Clients: 9
- Accounts: 2,197

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| John Christopher Llodra | MANAGING MEMBER | — |
| Michael Robert Preston | MANAGING MEMBER | — |
| Christine Marie Drisco | CHIEF COMPLIANCE OFFICER | — |
| LLODRA JOHN | MANAGING MEMBER | — |
| PRESTON MICHAEL ROBERT | MANAGING MEMBER | — |
| DRISCO CHRISTINE MARIE | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-04-26 | regulatory | THE COMMONWEALTH OF MASSACHUSETTS OFFICE OF THE SECRETARY OF THE COMMONWEALTH SECURITIES DIVISION ALLEGED THAT THE FIRM FAILED TO REASONABLY SUPERVISE INVESTMENT ADVISER REPRESENTATIVE'S MANAGEMENT OF LEVERAGED INVESTED ETF INVESTMENTS BETWEEN AUGUST 1, 2016 AND JULY 31, 2018. SPECIFICALLY, THE DIVI… | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/155528/brochure
- Similar advisers: https://search.stillhousedata.com/firm/155528/similar
- Related entities: https://search.stillhousedata.com/firm/155528/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/155528

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.