# TRICORD ADVISORS, INC.

TRICORD ADVISORS, INC. of RIVERSIDE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 155749
- Type: SEC-registered investment adviser
- SEC file number: 801-113764
- Location: 6772 MAGNOLIA AVENUE, RIVERSIDE, CA, 92506
- Phone: 951-684-7011
- Latest filing: 2026-03-30
- Regulatory AUM: $431.5M
- Discretionary AUM: $431.5M
- Clients: 5
- Accounts: 1,377

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Randy King Barkley | CHIEF GROWTH OFFICER | — |
| Joseph Francis Lyons | SECRETARY | — |
| Christopher Mark Marsh | CHIEF COMPLIANCE OFFICER | — |
| Jeremiah J Lee | CHIEF EXECUTIVE OFFICER | — |
| Laura Elizabeth Barkley | PRESIDENT; PRINCIPAL & ADVISOR | — |
| BARKLEY RANDY KING | CHAIRMAN/CHIEF COMPLIANCE OFFICER; CHIEF GROWTH OFFICER; PRESIDENT | — |
| LYONS JOSEPH FRANCIS | SECRETARY | — |
| LEE YONG J | CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER | — |
| MARSH CHRISTOPHER MARK | CHIEF COMPLIANCE OFFICER | — |
| BARKLEY LAURA ELIZABETH | FINANCIAL PLANNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/155749/brochure
- Similar advisers: https://search.stillhousedata.com/firm/155749/similar
- Related entities: https://search.stillhousedata.com/firm/155749/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/155749

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.