# TETRAGON PARTNERS L.P.

TETRAGON PARTNERS L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 156040
- Type: SEC-registered investment adviser
- SEC file number: 801-74150
- Location: 399 PARK AVENUE, 22ND FLOOR, NEW YORK, NY, 10022
- Phone: 212-359-7300
- Latest filing: 2026-06-04
- Regulatory AUM: $6.4B
- Discretionary AUM: $6.4B
- Non-discretionary AUM: $5
- Clients: 122
- Accounts: 48

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Reade Eugene Griffith | PRINCIPAL | New York, NY |
| Gregory Nmn Wadsworth | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| Sean Andrew Cote | GENERAL COUNSEL | — |
| Stacy Felice Scheehle | CHIEF COMPLIANCE OFFICER | — |
| Stephen Lionel Prince | CEO OF TETRAGON PARTNERS; CEO OF TFG ASSET MANAGEMENT | — |
| Paul Ronald Gannon | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER | — |
| FEENEY JAMES PATRICK | CHIEF COMPLIANCE OFFICER | — |
| JACKSON RONALD EDWARD | SHAREHOLDER | — |
| HUMPHRIES MICHAEL JAMES | PRINCIPAL | — |
| GRIFFITH READE EUGENE | LIMITED PARTNER; MEMBER; PRINCIPAL (+1 more) | — |
| DEAR PATRICK GILES GAUNTLETT | LIMITED PARTNER; MEMBER; PRINCIPAL | — |
| BLAND PHILIP | CHIEF FINANCIAL OFFICER | — |
| WADSWORTH GREGORY | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| COTE SEAN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| DEAR PATRICK GILES GAUNTLET | LIMITED PARTNER; MEMBER; PRINCIPAL | — |
| BLAND PHILIP NMN | CHIEF FINANCIAL OFFICER | — |
| WADSWORTH GREGORY NMN | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| COTE SEAN ANDREW | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| VILLON JORGE FERNANDO | CHIEF EXECUTIVE OFFICER | — |
| SCHEEHLE STACY FELICE | CHIEF COMPLIANCE OFFICER | — |
| PRINCE STEPHEN LIONEL | CEO OF TFG ASSET MANAGEMENT; CO-HEAD OF NORTH AMERICA; HEAD OF NORTH AMERICA (+1 more) | — |
| GANNON PAUL | CHIEF FINANCIAL OFFICER | — |
| GANNON PAUL RONALD | CHIEF FINANCIAL OFFICER | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-12-09 | regulatory | ON 9 DECEMBER 2021, FINANSTILSYNET (FINANCIAL SUPERVISORY AUTHORITY OF NORWAY) IMPOSED A FINE OF NOK 80,000 UPON TFG ASSET MANAGEMENT UK LLP (F/K/A POLYGON GLOBAL PARTNERS LLP) WITH RESPECT TO A FAILURE BY POLYGON TO DISCLOSE A CHANGE IN ITS NET SHORT POSITION IN A NORWEGIAN ISSUER. THERE WERE NO OT… | Final | $9K |
| 2016-01-27 | regulatory | NOTIFICATIONS OF NET SHORT POSITIONS IN EUROPEAN LISTED ISSUERS ARE SUBJECT TO REGULATION (EU) NO. 26/2012 OF THE EUROPEAN PARLIAMENT (THE "EU SHORT SELLING REGULATION"). UNDER THE EU SHORT SELLING REGULATION, NET SHORT POSITIONS EQUAL TO 0.20% OF THE ISSUED SHARE CAPITAL AND CHANGES OF EACH 0.10% A… | Final | $51K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/156040/brochure
- Similar advisers: https://search.stillhousedata.com/firm/156040/similar
- Related entities: https://search.stillhousedata.com/firm/156040/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/156040

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.