# FINANCIAL GUARD, LLC

FINANCIAL GUARD, LLC of SALT LAKE CITY, UT is an SEC-registered investment adviser.

## Registration

- CRD: 156059
- Type: SEC-registered investment adviser
- SEC file number: 801-78197
- Location: 47 WEST 200 SOUTH, 2ND FLOOR, SALT LAKE CITY, UT, 84101
- Phone: 614-973-6999
- Latest filing: 2022-11-07
- Regulatory AUM: $977K
- Discretionary AUM: $977K
- Clients: 18
- Accounts: 7

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Smith Ryan | DIRECTOR | Portland, OR |
| PARADISO ROGER | CHAIRMAN OF BOARD AND NOMINATED EXECUTIVE; DIRECTOR | — |
| MALLOY TERRENCE JAMES | OPERATIONS MANAGER | — |
| JOHNSON DOMINIC ROBERT ANDREW | DIRECTOR | — |
| BINDAL HARSHENDU | CHAIRMAN OF BOARD AND NOMINATED EXECUTIVE | — |
| JENKINS JAMES WENTWORTH | DIRECTOR; MANAGING MEMBER; MANAGING MEMBER AND PRESIDENT | — |
| JENKINS CARY PORTER | DIRECTOR AND CHIEF INNOVATION OFFICER; MANAGING MEMBER; MEMBER | — |
| IVIE JAMES REX | CHIEF COMPLIANCE OFFICER | — |
| HUMPHREY DANNY QUENTIN | PRESIDENT | — |
| POHMER KEVIN PATRICK | PRESIDENT - CHIEF COMPLIANCE OFFICER | — |
| GRIMM CRAIG N | CHIEF OPERATING OFFICER; DIRECTOR  AND CHIEF OPERATING OFFICER; DIRECTOR  AND VICE PRESIDENT OF PLATFORM ANALYTICS | — |
| CIEPRISZ KENNETH DAVID | CHIEF COMPLIANCE OFFICER | — |
| Subramanyam Senthil Kumara Velan | CHIEF TECHNOLOGY OFFICER | — |
| Williams David Garth | PLATFORM MANAGER; PRESIDENT AND CHIEF OPERATING OFFICER | — |
| VIG PURNIMA | CHIEF TECHNOLOGY OFFICER | — |
| Macomber Matthew Scott | PRESIDENT AND CHIEF OPERATING OFFICER | — |
| PERKINS BRADLEY DAWSON | CHIEF PRODUCT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/156059/brochure
- Similar advisers: https://search.stillhousedata.com/firm/156059/similar
- Related entities: https://search.stillhousedata.com/firm/156059/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/156059

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.