# EMERGENT CAPITAL ADVISORS, LLC

EMERGENT CAPITAL ADVISORS, LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 156112
- Type: SEC-registered investment adviser
- SEC file number: 801-73169
- Location: 1218 WEBSTER ST., HOUSTON, TX, 77002
- Phone: (713) 965-0371
- Latest filing: 2026-03-16
- Regulatory AUM: $124.1M
- Discretionary AUM: $124.1M
- Clients: 4
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance
- Clients served: Charities, Investment cos

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| JOHN ABBOTT SPRAGUE | MANAGING MEMBER | HOUSTON, TX |
| TAYLOR D SMITH | TRUSTEE | ORLANDO, FL |
| Alfred John Knapp | MANAGING MEMBER; TRUSTEE | — |
| Sean Michael Nimmo | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| Christopher Lykes Knapp | TRUSTEE | — |
| KNAPP CHRISTOPHER LYKES | TRUSTEE | — |
| KNAPP ALFRED JOHN | MANAGING MEMBER; MANAGING PARTNER; TRUSTEE | — |
| BAUER DANIEL DOUGLAS | LIMITED PARTNER; PRESIDENT AND SECRETARY; TRUSTEE | — |
| FRANK ROXANNE H | OWNER | — |
| LLOYD ROBERT JOSEPH | ELECTED MANAGER; ELECTED MANAGER/MEMBER | — |
| NIMMO SEAN MICHAEL | ELECTED MANAGER/MEMBER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| SPRAGUE JOHN ABBOTT | ELECTED MANAGER; ELECTED MANAGER/MEMBER; MANAGING MEMBER | — |
| FRANK III EDWIN HENRY | MEMBER | — |
| TAYLOR TRUDE CARL | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/156112/brochure
- Similar advisers: https://search.stillhousedata.com/firm/156112/similar
- Related entities: https://search.stillhousedata.com/firm/156112/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/156112

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.