# SWBC INVESTMENT ADVISORY SERVICES LLC

SWBC INVESTMENT ADVISORY SERVICES LLC of AUSTIN, TX is an SEC-registered investment adviser.

## Registration

- CRD: 156155
- Type: SEC-registered investment adviser
- SEC file number: 801-72669
- Location: 900 SOUTH CAPITAL OF TEXAS, STE 155, AUSTIN, TX, 78746
- Phone: 717.816.4162
- Latest filing: 2026-03-24
- Clients: 9

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Pensions

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Palmer Daniel | CHIEF COMPLIANCE OFFICER | Bakersfeild, CA |
| Gary Lee Dudley | MANAGING MEMBER | — |
| Charles Epifanio Amato | MANAGING MEMBER | — |
| Bradley David Ferguson | CEO/MANAGING MEMBER | — |
| Deborah Anderson Hopkins | CCO | — |
| Christopher John Brancazio | CCO | — |
| BRANCAZIO CHRISTOPHER JOHN | CCO | — |
| MCDERMOTT JOSEPH DANIEL | CHIEF COMPLIANCE OFFICER | — |
| SWANSON ANN MARIE | CHIEF COMPLIANCE OFFICER | — |
| RIZZO CARL MARION | CHIEF COMPLIANCE OFFICER | — |
| AMATO CHARLES EPIFANIO | MANAGING MEMBER | — |
| DUDLEY GARY LEE | MANAGING MEMBER | — |
| ALLISON RICHARD THOMPSON | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/156155/brochure
- Similar advisers: https://search.stillhousedata.com/firm/156155/similar
- Related entities: https://search.stillhousedata.com/firm/156155/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/156155

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.