# FOUNTAINHEAD CAPITAL MANAGEMENT, LLC

FOUNTAINHEAD CAPITAL MANAGEMENT, LLC of WARREN, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 156185
- Type: SEC-registered investment adviser
- SEC file number: 801-79472
- Location: 10 INDEPENDENCE BLVD, SUITE 120, WARREN, NJ, 07059
- Phone: 732-346-1900
- Latest filing: 2025-05-07
- Regulatory AUM: $1.0B
- Discretionary AUM: $927.1M
- Non-discretionary AUM: $92.9M
- Clients: 28
- Accounts: 3,733

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities, Corporations

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Halpern | MEMBER, CHIEF INVESTMENT OFFICER  AND CHIEF COMPLIANCE OFFICER | New York, NY |
| Marc Bruce Rock | MEMBER AND MANAGING PARTNER | — |
| Scott Harris Silver | MEMBER AND CHIEF FINANCIAL STRATEGIST | — |
| Keri Robyn Kutakoff | CHIEF OPERATING OFFICER | — |
| SILVER CHARLES HARRIS | MEMBER AND CHIEF FINANCIAL STRATEGIST; MEMBER & CHIEF FINANCIAL STRATEGIST; OWNER | — |
| BUCHSBAUM DANIEL LAWRENCE | CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER; MEMBER | — |
| ROCK MARC BRUCE | MANAGING PARTNER; MEMBER AND MANAGING PARTNER | — |
| KLOTZ ROBERT | MEMBER & CHIEF OPERATING OFFICER; OWNER | — |
| LIPMAN DAVID A | OWNER | — |
| HALPERN JOSEPH | CHIEF COMPLIANCE OFFICER; MEMBER, CHIEF INVESTMENT OFFICER  AND CHIEF COMPLIANCE OFFICER | — |
| RENSHAW ROBERT PHILIP | CHIEF COMPLIANCE OFFICER AND SR. FINANCIAL STRATEGIST; CHIEF COMPLIANCE OFFICER & SR. FINANCIAL STRATEGIST | — |
| KLOTZ ROBERT NMN | MEMBER & CHIEF OPERATING OFFICER | — |
| KUTAKOFF KERI ROBYN | CHIEF OPERATING OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SAN RAMON | CA | 4 | 925-659-8800 |
| SAN RAMON | CA | 4 | 925-659-8800 |
| NEW YORK | NY | 1 | 917-403-2622 |
| NEW YORK | NY | 1 | 917-403-2622 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/156185/brochure
- Similar advisers: https://search.stillhousedata.com/firm/156185/similar
- Related entities: https://search.stillhousedata.com/firm/156185/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/156185

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.