# LIGHTYEAR CAPITAL LLC

LIGHTYEAR CAPITAL LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 156781
- Type: SEC-registered investment adviser
- SEC file number: 801-73702
- Location: 40 WEST 57TH STREET, NEW YORK, NY, 10019
- Phone: 212-328-0555
- Latest filing: 2026-09-21
- Regulatory AUM: $8.1B
- Discretionary AUM: $8.1B
- Clients: 50
- Accounts: 31

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos, Other

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [Lori Jo Forlano](https://search.stillhousedata.com/person/695714) | MANAGING DIRECTOR/GENERAL COUNSEL/CHIEF ADMINISTRATIVE OFFICER | — |
| [Mark Francis Vassallo](https://search.stillhousedata.com/person/695715) | MANAGING MEMBER; MANAGING PARTNER | — |
| [Douglas Andrew Chiciak](https://search.stillhousedata.com/person/695716) | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| [Daniel Benjamin Stencel](https://search.stillhousedata.com/person/695717) | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | — |
| [MARRON DONALD BAIRD](https://search.stillhousedata.com/person/774866) | MANAGING MEMBER/CHAIRMAN - LIGHTYEAR CAPITAL LLC; MEMBER/CHAIRMAN AND FOUNDER; MEMBER/CHAIRMAN AND FOUNDER - LIGHTYEAR CAPITAL LLC (+1 more) | — |
| [FORLANO LORI JO](https://search.stillhousedata.com/person/815655) | MANAGING DIRECTOR/GENERAL COUNSEL/CHIEF ADMINISTRATIVE OFFICER; MANAGING DIRECTOR - LIGHTYEAR CAPITAL LLC | — |
| [VASSALLO MARK FRANCIS](https://search.stillhousedata.com/person/815656) | MANAGING MEMBER; MANAGING MEMBER/MANAGING PARTNER; MANAGING MEMBER/MANAGING PARTNER - LIGHTYEAR CAPITAL LLC (+2 more) | — |
| [BEN-HAYON ELLAN](https://search.stillhousedata.com/person/815657) | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR - LIGHTYEAR CAPITAL LLC; MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| [KACANI TIMOTHY JAMES](https://search.stillhousedata.com/person/820182) | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER - LIGHTYEAR CAPITAL LLC | — |
| [BEN HAYON ELLAN](https://search.stillhousedata.com/person/822455) | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR - LIGHTYEAR CAPITAL LLC | — |
| [STENCEL DANIEL BENJAMIN](https://search.stillhousedata.com/person/827258) | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER | — |
| [CHICIAK DOUGLAS ANDREW](https://search.stillhousedata.com/person/828952) | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER; PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| [MOTHERSELE LAURA BETH](https://search.stillhousedata.com/person/833678) | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT - LEGAL - LIGHTYEAR CAPITAL LLC | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-26 | regulatory | ACCORDING TO THE ORDER, LIGHTYEAR FAILED TO PROPERLY ALLOCATE CERTAIN EXPENSES (I) TO THE EMPLOYEE FUNDS WHICH INVEST SIDE-BY-SIDE ON A PROPORTIONAL BASIS WITH CERTAIN PRIVATE EQUITY FUNDS ADVISED BY LIGHTYEAR AND ITS AFFILIATES (THE "FLAGSHIP FUNDS") AND (II) TO CERTAIN CO-INVESTORS THAT WERE PERMI… | Final | $400K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/156781/brochure
- Similar advisers: https://search.stillhousedata.com/firm/156781/similar
- Related entities: https://search.stillhousedata.com/firm/156781/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/156781

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.