# CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 15708
- Type: SEC-registered investment adviser
- SEC file number: 801-56010
- Location: 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223
- Phone: 800-288-3035
- Latest filing: 2024-10-28
- Regulatory AUM: $4.4B
- Discretionary AUM: $3.0B
- Non-discretionary AUM: $1.4B
- Clients: 885
- Accounts: 20,957

## Officers, owners & control persons (40)

_Showing 25 of 40 people._

| Name | Role | Location |
| --- | --- | --- |
| YOUHN STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS DOYLE JAMES | DIRECTOR | — |
| MUNGENAST MICHAEL JOSEPH | CHIEF OPERATING OFFICER; PRESIDENT/CEO | — |
| FRITTS MILTON CARL | FINOP | — |
| TIMMONS DAVID LANE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ROP | — |
| COLLINS NATHAN ALLEN | DIRECTOR OF OPERATIONS; OPERATIONS MANAGER/SROP; OPERATIONS MANAGER/SROP/CROP | — |
| FOSTER SUZETTE MERRIAM | CHIEF COMPLIANCE OFFICER/MUNICIPAL PRINCIPAL/OPTIONS PRINCIPAL; COMPLIANCE OFFICER/CROP; CROP/MUNICIPAL PRINCIPAL (+3 more) | — |
| BRIGGS ROBERT STEPHEN | DIRECTOR | — |
| PORTER WILLIAM ALLEN | CHIEF MARKETING OFFICER | — |
| WATSON ALAN EUGENE | DIRECTOR | — |
| REED BRYAN MICHAEL | CROP; ROP | — |
| HARTLEY RORY MARSHALL | DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR, PROTECTIVE SECURITIES | — |
| UMSTEAD RICHARD SCOTT | CHIEF MARKETING OFFICER | — |
| JOHNSON CAROLYN MACBURNEY | DIRECTOR | — |
| FLINT CHRISTOPHER WADE | INTERIM CHIEF COMPLIANCE OFFICER; PRESIDENT/CEO | — |
| WELLS DARRELL RICHARD | DIRECTOR/BOARD MEMBER | — |
| BALLARD MICHAEL BINGHAM | PRESIDENT/CEO/DIRECTOR | — |
| COTTON JOHN THOMAS | DIRECTOR | — |
| PERRY EDMUND PAYNE | DIRECTOR | — |
| MCCASKILL MATTHEW LATHEM | SROP/CROP | — |
| LUCAS JACQUELINE ANN | COMPLIANCE OFFICER | — |
| KEMP WILLIAM BLEDSOE IV | MUNICIPAL PRINCIPAL; MUNICIPAL PRINCIPAL/ROP | — |
| LOVELL WILLIAM TAYLOR | CHIEF MARKETING OFFICER | — |
| DEREMO JOHN BRIAN SR | DIRECTOR | — |
| WILLIAMS SUSAN MICHELLE | CROP | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/15708/brochure
- Similar advisers: https://search.stillhousedata.com/firm/15708/similar
- Related entities: https://search.stillhousedata.com/firm/15708/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/15708

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.