# PHOENIX HOLDINGS-NC, INC.

PHOENIX HOLDINGS-NC, INC. of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 157157
- Type: SEC-registered investment adviser
- SEC file number: 801-74323
- Location: 4201 CONGRESS STREET, SUITE 360, CHARLOTTE, NC, 28209
- Phone: 704-376-5502
- Latest filing: 2013-03-28
- Regulatory AUM: $384.1M
- Discretionary AUM: $381.6M
- Non-discretionary AUM: $2.6M
- Clients: 15
- Accounts: 6

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [BROYHILL MARKHAM HUNT](https://search.stillhousedata.com/person/737051) | PARTNER | — |
| [MCGLINN JOHN FRANCIS](https://search.stillhousedata.com/person/815852) | CHIEF OPERATING OFFICER | — |
| [ALALA JOSEPH BASIL](https://search.stillhousedata.com/person/815853) | PRESIDENT/CEO | — |
| [MARR MICHAEL STEWART](https://search.stillhousedata.com/person/822462) | CHIEF COMPLIANCE OFFICER | — |


## Private funds (6)

Mix: Other Private Fund 3 · Private Equity Fund 3

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CAPITALSOUTH PARTNERS FUND III LP | Private Equity Fund | — | 99 | $268.8M | $20K |
| CAPITALSOUTH PARTNERS SBIC FUND III LP | Other Private Fund | — | 99 | $239.6M | $20K |
| CAPITALSOUTH PARTNERS FUND II LIMITED PARTNERSHIP | Other Private Fund | — | 66 | $99.4M | $25K |
| CAPITALSOUTH PARTNERS FUND I LIMITED PARTNERSHIP | Other Private Fund | — | 33 | $9.9M | $15K |
| CAPITALSOUTH FLORIDA SIDECAR FUND I LP | Private Equity Fund | — | 2 | $3.5M | $2.5M |
| CSP A1 CAPITAL LLC | Private Equity Fund | — | 3 | $2.6M | $1.3M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157157/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157157/similar
- Related entities: https://search.stillhousedata.com/firm/157157/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157157

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.