# DANIEL INVESTMENT ASSOCIATES, LLC

DANIEL INVESTMENT ASSOCIATES, LLC of SANTA BARBARA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 157284
- Type: SEC-registered investment adviser
- SEC file number: 801-77862
- Location: 923 SAINT VINCENT AVENUE, SUITE B, SANTA BARBARA, CA, 93101
- Phone: 805-845-7724
- Latest filing: 2026-03-18
- Regulatory AUM: $225.3M
- Discretionary AUM: $204K
- Non-discretionary AUM: $225.0M
- Clients: 1
- Accounts: 33

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Daniel Van Wyk | INVESTMENT MANAGER/FOUNDER/CCO | — |
| VAN HOVE DANIEL | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER; INVESTMENT MANAGER/FOUNDER/CCO | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-02-21 | regulatory | AS DESCRIBED MORE FULLY IN THE ORDER, THE SEC FOUND THAT DIA AND VAN WYK NEGLIGENTLY FAILED TO DISCLOSE TO REPRESENTATIVES OF ONE CLIENT MATERIAL INFORMATION REGARDING PROMISSORY NOTES ISSUED BY ESSEX CAPITAL CORPORATION, ONE OF THE THIRD-PARTY INVESTMENTS RECOMMENDED BY DIA TO ITS CLIENTS. WITHOUT… | Final | $75K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157284/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157284/similar
- Related entities: https://search.stillhousedata.com/firm/157284/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157284

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.