# SNOWDEN CAPITAL ADVISORS LLC

SNOWDEN CAPITAL ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 157299
- Type: SEC-registered investment adviser
- SEC file number: 801-72332
- Location: 540 MADISON AVE., 9TH FLOOR, NEW YORK, NY, 10022
- Phone: 646-218-9760
- Latest filing: 2026-04-09
- Regulatory AUM: $8.9B
- Discretionary AUM: $7.4B
- Non-discretionary AUM: $1.4B
- Clients: 154
- Accounts: 10,260

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Michael Casares Mendez | MEMBER | — |
| Robert James Mooney | CHIEF EXECUTIVE OFFICER | — |
| Gregory Creech Franks | PRESIDENT | — |
| Richard Lee West | CHIEF COMPLIANCE OFFICER | — |
| WEST RONALD LEE | CHIEF COMPLIANCE OFFICER | — |
| CARUSO ROBERT JOSEPH | OWNER | — |
| MORRIS JOHN LOGAN | MANAGING MEMBER; MANAGING PRINCIPAL | — |
| MENDEZ MICHAEL CASARES | MEMBER | — |
| MOONEY ROBERT JAMES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER; CHIEF EXECUTIVE OFFICER (+5 more) | — |
| SIMS JOHN ANDREW | CHIEF FINANCIAL OFFICER | — |
| MULLOCK CYNTHIA LAUREN | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| FRANKS GREGORY CREECH | PRESIDENT | — |
| LAPPAS CHRISTOPHER LOUIS | CHIEF OPERATIONS OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157299/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157299/similar
- Related entities: https://search.stillhousedata.com/firm/157299/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157299

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.