# LOMBARD INVESTMENTS, INC.

LOMBARD INVESTMENTS, INC. of DALY CITY, CA is an SEC exempt reporting adviser.

## Registration

- CRD: 157418
- Type: SEC exempt reporting adviser
- SEC file number: 802-133830
- Location: 950 JOHN DALY BOULEVARD, SUITE 260, DALY CITY, CA, 94015-3004
- Phone: 415-397-5900
- Latest filing: 2026-06-25
- Total assets: $36.4M

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [BURNS THOMAS PATRICK](https://search.stillhousedata.com/person/732880) | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| [VIDET POTE PUNYAGUPTA](https://search.stillhousedata.com/person/822580) | MEMBER, BOARD OF DIRECTORS | — |
| [SMITH JR THOMAS JOHNSTON](https://search.stillhousedata.com/person/822581) | PRESIDENT | — |
| [SWEET SCOTT PIERCY](https://search.stillhousedata.com/person/822582) | CHIEF FINANCIAL OFFICER | — |
| [SULLIVAN PETER HENRY](https://search.stillhousedata.com/person/822583) | CHIEF COMPLIANCE OFFICER; MEMBER, BOARD OF DIRECTORS | — |
| [Jr. Thomas Smith](https://search.stillhousedata.com/person/1633236) | PRESIDENT | — |
| [Scott Piercy Sweet](https://search.stillhousedata.com/person/1633237) | CHIEF FINANCIAL OFFICER | — |
| [Peter Henry Sullivan](https://search.stillhousedata.com/person/1633238) | MEMBER, BOARD OF DIRECTORS | — |
| [Timothy Patrick Burns](https://search.stillhousedata.com/person/1633239) | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| LOMBARD ASIA III L.P. | Private Equity Fund | Cayman Islands | 23 | $36.4M | $2.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/157418/brochure
- Similar advisers: https://search.stillhousedata.com/firm/157418/similar
- Related entities: https://search.stillhousedata.com/firm/157418/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/157418

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.